• Swiss Based Private Banking Platform
  • Regulatory compliance & Surveillance Exposure
  • Excellent Benefits & Worklife Balance

Our Client

Appointed by a Swiss based Private Bank established since 1840s and with worldwide operations in over 25 locations to search for Regulatory Compliance Officer for the HK/North Asia Branch.

Job Duties

  • Report to the Head of Regulatory Compliance and Surveillance and pairing up with a team of professionals 
  • Responsible for Central Compliance/Licensing/CPT Logistics
  • Assist in HKMA/SFC on-site audit/investigation  
  • Review/Enhancement of compliance procedures covering product suitability, selling process to surveillance in accordance to regulatory requirement/corporate governance 
  • Facilitate the promotion of compliance culture/awareness


  • Degree Holder with 2-3 years Relevant regulatory/central compliance experience 
  • Good understanding of Private Banking Business 
  • Seasoned communication skill
  • Proficient in Excel 
Category : Private Bank
Industry : Banking & Finance
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  • Report to the Department Head and responsible for account opening & periodic documentation review by working closely with front office relationship managers/private bankers and compliance department
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  • Competitive Bank Benefits +Sign On Bonus
  • Excellent Job Security
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  • Regulatory Compliance + Advisory
Job Duties
  • Report to North Asia Head of Compliance 
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  • International Private Banks
  • Excellent multi-asset classes products exposures
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  • Assisting Senior Private Banker(s) to provide high quality services
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  • Excellent Job Security Sign On Bonus
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