PRBK0926BB317JL
  • Swiss Based Private Banking Platform
  • Regulatory compliance & Surveillance Exposure
  • Excellent Benefits & Worklife Balance

Our Client

Appointed by a Swiss based Private Bank established since 1840s and with worldwide operations in over 25 locations to search for Regulatory Compliance Officer for the HK/North Asia Branch.

Job Duties

  • Report to the Head of Regulatory Compliance and Surveillance and pairing up with a team of professionals 
  • Responsible for Central Compliance/Licensing/CPT Logistics
  • Assist in HKMA/SFC on-site audit/investigation  
  • Review/Enhancement of compliance procedures covering product suitability, selling process to surveillance in accordance to regulatory requirement/corporate governance 
  • Facilitate the promotion of compliance culture/awareness

Requirements

  • Degree Holder with 2-3 years Relevant regulatory/central compliance experience 
  • Good understanding of Private Banking Business 
  • Seasoned communication skill
  • Proficient in Excel 
APPLY NOW
Category : Private Bank
Industry : Banking & Finance
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