PRBK1101BB339JL
  • North Asia Headcount with Global Private Bank
  • Int’l Friendly environment w/ Worklife Balance
  • Regulatory Compliance + Advisory

Our Client

Appointed by the industry leader and North American listed Banking group recognized as the Best Private Bank/Wealth Planner in Asia with total AUM of over USD 30billion AUM to search for North Asia Region Regulatory Compliance AVP.

Job Duties

  • Report to North Asia Head of Compliance 
  • Serve as 2nd line of defense to ensure the adherence of the regulatory, corporate governance and business/product related initiatives
  • Provide regulatory advisory to front office/senior management 
  • Accountable for reviewing/implementing compliance procedures/policies in accordance to any regulatory changes 
  • Cultivate compliance culture by delivering training to stakeholders from front to bank offices 
  • Assist in HKMA/SFC on-site audit/investigation
  • Work in close partnership with SGP and HQ to facilitate the enhancement of regulatory governance 
  • Prepare management reports and analytics 

Requirements

  • Degree holder in Accounting/ Business/Legal or related disciplines
  • 6 years+/- of relevant regulatory compliance experience 
  • Understanding of private banking business is highly desirable 
  • Knowledge of HKMA/SFC regulatory requirements
  • Driven with strong problem solving capability and communication skill to work with internal stakeholders from FTB office
APPLY NOW
Category : Private Bank
Industry : Banking & Finance
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