• AP Headcount with Global Private Bank 
  • Int’l Friendly environment w/ Worklife Balance
  • PWM Business & Regulatory Compliance Advisory  

Our Client

Appointed by North American Listed Top 15 Private Bank with established operations in over 30 countries to search for Private Banking Business & Regulatory Compliance AVP. 

Job Duties

  • Report to the North Asia Head of PWM Business Compliance 
  • Accountable for advising business from front to back office with any regulatory changes 
  • Responsible for on-going monitoring of daily business activities to ensure the fulfilment of HKMA/SFC regulatory/corporate governance
  • Facilitate review of compliance policies from conducting gap/impact analysis to implementation of policies/cultivation of compliance culture 
  • Active participation in managing regulatory enquiries/relationships and any regulatory related inspection/audit


  • Degree holder in Accounting/ Business/Legal or related disciplines
  • 6 years+/- of relevant private banking/wealth management business and regulatory compliance experience 
  • Understanding of private banking business is essential
  • Good understanding of HKMA/SFC regulatory requirements
  • Driven with strong problem solving capability and communication skill to work with internal stakeholders from FTB office
Industry : Banking & Finance
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