- UK Listed Global Private Bank
- North Asia Business Risk Management
- Function Head of 1st line of Defense
Our Client
Job Duties
- Assume the Functional Head of Business Risk Management for the North Asia Branch
- Tasked with the mission to oversight the front office surveillance & ensure daily business activities fulfills regulatory & corporate governance by managing a team of 7
- Extensive liaison with Business, Senior Management, COO, Compliance/OR to drive and implement effective risk control measures across line of business
- Work in close partnership with business from identifying/validating key risks framework within North Asia Branch to meet regulatory and internal governance
- Attend committee meetings to plan/facilitate the investigation & remediation measures or ad-hoc regional/global projects
Requirements
- Well qualified with 12 years+ Business Risk Management experience
- Profound understanding towards Private Bank & HKMA/SFC regulatory requirements
- Seasoned stakeholder management and communication skills in English and Chinese (both Cantonese and Mandarin)
- Solid people management and supervisory skills
- Proven capability to drive standards into processes and build/promote a risk-aware culture
Category : Private Bank
Industry :
Banking & Finance
You may also interested in......
- Stable and well-established platform
- Dynamic and friendly working environment
- Excellent investment product exposures
Job Duties
The seasoned jobholders will be responsible for:
- Assistant Senior Private Bankers on daily pre and post-sales services
- Handling new to bank and regular accounts reviews and documentation, pricing quotation, order placing, and portfolio management
- Preparing investment and product presentation materials
- Expansion Headcount in the HK Office
- Sales assistant, operations & regulatory support
- Friendly working environment
Job Duties
- Manage daily trust administration and ongoing operations including vesting of shares, injection/distribution of assets, incorporation of holding company, bank account openings
- As the key gatekeeper in reviewing trust and KYC documents in accordance with the proper compliance
- Maintain client relationships and conduct regular reviews to cope with clients’ trust needs
- Life Insurance Case Management for HNW clients
- Excellent FO Client Management Exposure
- Int’l Private Banking Platform & Job Security
Job Duties
- Accountable for managing life insurance case management for UHNW Private Clients in Greater China markets
- Serve as the bridge between insurance companies, private bankers and Clients
- Support Bankers/Clients with medical booking, and preparation of documents for new/annual renewal of applications to ensure compliance with regulatory requirements
- Expansion Headcount in the HK Office
- Sales assistant, operations & regulatory support
- Friendly working environment
Job Duties
- Assisting Relationship Banker(s) to provide high-quality services to high-net-worth individual clients in Greater China, SE Asia and Hong Kong Markets Working closely with external counterparties in account opening, pricing quotation, bank and fund operations
- Resolving daily enquiries from affluent professional investors
- Participating in ad hoc regional and local projects
- KYC, Name Screening & Account Documentation
- Int’l Bank with Compliance/AML Exposure
- Excellent Working Hours & Friendly Team
Job Duties
- Responsible for name screening, KYC and existing client accounts documentation support
- Conduct basic due diligence checking under respective AML requirements
- Trigger events and post transactional review