Category
Industry
Salary Range
- 2 Year Renewable Contract (full benefits)
- Stable working environment
- Dynamic and Growing Business
- Support the Head of Legal on all commercial and compliance matters for the HK & Macau businesses
- This includes contract review and management, drafting and review of distribution agreements, reviewing and implementing compliance programs, and conducting relevant research
- Collaborate closely with internal business and corporate functions
- European Pure Play Global Private Bank
- Regional Product Management & Risk Governance
- Multicultural with excellent worklife balance
- Report to the Regional Head of Product Management & Governance
- Oversight and maintenance of cross asset classes of investment products distributed in Asia
- Facilitate strategic/operational projects to manage end to end new product implementation/approval and ensure the fulfilment of regulatory requirements in accordance to HKMA/MAS requirements by working closely with counterparts from FO/Product to Investment Operations/Compliance
- AP Expansion Headcount with Global Private Bank
- Int’l Friendly environment w/ Worklife Balance
- PWM Biz & Regulatory Compliance Advisory
- Report to the North Asia Chief Compliance Officer
- Proactive advisory to business from front to back office with any regulatory changes
- Continuous monitoring of daily business activities to ensure the fulfilment of HKMA/SFC regulatory/corporate governance
- Est. Regional Private Wealth Mgmt Franchise
- Business and Risk Management Functions
- Excellent worklife balance & int’l culture
As part of the Regional Business Management Function to perform the following:-
- Tasked with the mission to monitor Front Office daily business activities including suitability, account opening, AML, product advisory and Investment related aspects
- Facilitate new business/products and transformation/regulatory initiatives
- Review daily activities to ensure fulfilment of regulatory requirements/corporate governance
- Experience in Private Bank/Wealth Mgmt. is a MUST
- Account Opening/KYC & AML Advisory Support
- Periodic Review, EDD & Project Exposure
- Conduct KYC/CDD, Account Documentation Review, Risk Assessment and Approval in accordance to regulatory requirements/corporate governance
- Assume the role as subject matter expert to provide KYC/AML advisory by working closely with RM/senior management
- Conduct investigation/transaction monitoring on any AML related enquiries from regulators/auditors
- Regional L&C Expansion Headcount
- Derivatives & ISDA Legal Advisory/Documentation
- Promising Career with Global Private Bank
- Provide legal advisory; derivative products transaction, negotiation and documentation with counterparties
- Advise & support front office, senior management and other departments to ensure the fulfilment of regulatory requirements & corporate governance
- Assume part of the L&C team to address any legal & regulatory issues including litigation & clients’ complaints etc.
- Friendly Int’l Environment & Worklife Balance
- EA to In-House Head of Legal Counsels
- Paralegal/Secretarial Support
- As part of the North Asia Legal Department to provide paralegal/administrative support
- Assist in monitoring legal expenses; arranging T&E/meeting schedule and drafting/filing of legal document related to banking/commercial litigation
- Coordinate some ad hoc projects including enhancement of workflow process
- Leading Insurance Group
- Life insurance and fintech
- AML & Regulatory focused
- Conduct regular compliance review to ensure compliance with regulatory requirements and Company Compliance Policies and recommends enhancements/corrective actions
- Monitor the implementation of anti-money laundering guidelines and other compliance policies and procedures, identifies gaps and recommends corrective actions
- Assess compliance risks in new business initiatives and provides advice on measures to appropriately address these compliance risks
- Top Tier Global Private Bank
- FO Product Pricing Analytics & Strategies
- Product, Project Mgmt & Regulatory Exposure
Report to Regional Pricing & Revenue Strategist
- Conduct quality/timely pricing analytics
- Manage/facilitate the implementation of regional pricing initiatives
- Expansion North Asia Headcounts
- KYC/Client Documentation Compliance Function
- Friendly International Private Banking Group
- Report to the North Asia Head of KYC Compliance
- Accountable for managing KYC/Client Documentation by partnering with a team of professionals
- Assume the KYC Compliance SME to ensure the fulfilment of HKMA regulatory/corporate governance