Category
Industry
Salary Range
- Regulatory & Central Compliance
- Friendly Int’l Private Bank
- Excellent Worklife Balance & Multicultural Background
- As part of the regulatory & central compliance team for the HK branch
- Accountable for staff licensing, employees trading activities and monitoring entertainment & gift activities
- Advise business and internal stakeholders on related HKMA regulatory issues
- Business Risk & Regulatory Compliance Review
- Regional 1st line of Defense Business Risk Mgmt
- Hybrid work mode & Multi-cultural Environment
- Report to Regional Head of Business Risk
- Accountable for conducting 1st line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with front office, investment, OR & Compliance professionals
- Gatekeeper to ensure fulfilment of HKMA regulatory requirements
- World’s Most Admired European Private Bank
- Business Continuity Planning & Physical Security
- Promising Regional Career with Worklife Balance
- As part of North Asia Regional COO Management team and report Head of Corporate Services/BCM
- Review of BCP policies across FTB Offices from identifying critical functions; conducting business impact analysis to ensuring business continuity to cater for pandemic, environmental and social related crisis
- Oversight & ensure Physical Security programs fulfils corporate governance and regulatory compliance requirements by working closely with vendors
- Most Admired Global Private Banking Franchises
- Regional Expansion; Hybrid Work Mode
- RCSA, Internal Control & Regulatory Risk
- As part of 1st or 2nd level of defence from BR, RCSA to implementation of effective control in accordance to regulatory requirements & corporate governance
- Work with IT Department to ensure information security, cyber risk resilience and facilitate TRM in accordance to HKMA requirements
- Conduct gap analysis; formulate control process/policies and KRI indicators by working in close partnership with compliance/audit teams & 1st line of BR
- Global Private Banking Platform
- Good Work-Life Balance
- Promising Career under COO Office
- As the SME to support the optimization process in COO Office
- Working closely with regional and global groups on regulatory reporting – including trade / OTC derivatives reporting, FATCA/AEOI related reporting
- Ensure data accuracy and meet the reporting deadlines
- AP Biz Mgmt for Product Strategies & Governance
- Career Step up as Regional Executive Director
- Excellent Worklife Balance & Multicultural Bkgrd
- As part of Senior Regional Management Team and report to Regional Head of Investment & Product/DPM Asia (covering Advisory, Discretionary Portfolio Management and product specialists/research)
- Oversight Biz Mgmt with focus in Investment & Product Strategies/Governance in AP by collaborating with HQ
- Project lead to review & implement procedures and controls across Investment & Product Solutions to ensure adherence of regulatory, governance and platform changes initiatives
- Est. European Private Wealth Mgmt Franchise
- Regional Front Office Business Risk Management
- Hybrid work mode & Friendly Team Culture
As part of the Regional Business Risk Management Function tasked with the following mission
- Oversight front office daily activities to ensure fulfilment of regulatory compliance and governance
- Gate keeper to ensure product suitability & selling process
- 1st line Biz Risk to oversight KYC/Transaction Review
- Dynamic Front Office Risk & Regulatory Exposure
- Regional Expansion & Multi-cultural Environment
- Report to Regional Head of Business Management & Risk
- BR function serve as the bridge between Sales, Front office and Compliance/CDD team for COB & PR Cases
- Gate-Keeper of KYC/SOW; product suitability; selling process and transaction review
- Top Ranking Swiss Based Private Bank
- Client Documentation/CDD, FATCA Tax Projects
- Multicultural Environment & Competitive Benefits
- Oversight Client Account Documentation, Client life cycle and Static Data management
- Serve as the case manager/subject matter expert from client on-boarding & periodic review by ensuring the fulfilment of compliance/regulatory/Fatca Tax related requirements
- Drive and streamline processes to maximize quality deliverables
- Most respected European Private Banking Franchise
- Regional Expansion Group Risk Headcount
- RCSA & 2nd Level Control Oversight
- As part of the Regional Group Risk holding full accountability in 2nd line of defense
- Accountable for reviewing the risk framework and testing OR effectiveness across FTB offices
- Conduct gap analysis and identify effectiveness of controls by work in collaboration with BR/1st line
- Tier 1 Global Private Wealth Management Banks
- Great Exposures To Be Credit Approver
- Excellent Work-Life Balance & Bank Benefits
- Provide all-rounded credit risk control, liquidity and collateral risk monitoring
- Consult front office sales/relationship managers on daily portfolio and Lombard credit enquiries, monitoring of accounts, margin financing & control
- Perform credit analysis and risk assessment in accordance to regulatory and corporate policies
- Global Private Bank & Asset Mgmt Franchise
- Internal Auditor & Regulatory Governance
- Rewarding Career with International Exposure
As part of the regional audit team, holding full accountabilities:
- Plan and conduct periodic risk based reviews to identify improvement of the bank’s control
- Serve as the key member of group internal audit to work with compliance, 1st and 2nd line of defence to promote governance control & regulatory requirements
- Primary facilitator in driving any ad hoc requests by management and regulators
- Global Renowned Private Bank
- Business Mgmt Support & Project Coordination
- Fresh graduated with Financial Internship Exp
- Acting as the coordinator for the Business Management to oversight daily business activities
- Disseminating value added information by working in close partnership with front office, risk & compliance stakeholders across the branch and the region
- Consolidating timely reports to senior management
- 2nd Line of Defense- Regulatory Risk Management
- Int’l environment with superb worklife balance
- JD/Grading is highly fluid
- As part of the CRO function to provide comprehensive 2nd line of defense from regulatory and risk management/governance
- Assist senior management with the development/implementation control process/policies and KRI indicators by working in close partnership with compliance/audit teams & 1st line of BR
- Plan and guide BR/Operations team on risk assessment & conduct thematic reviews to ensure the fulfilment of regulatory/corporate governance
- Global Private Bank & Wealth Mgmt
- Product/Regulatory Operational Risk
- Regional 2nd Line of Defense
- Report to Regional Head OR
- Assume 2nd line of defense to oversight the daily business activities for DPM and Investment Product Solution teams
- Provide advisory & trading to front office, investment product solution & DPM teams for issues related to sales, suitability and product risk framework