Category
Industry
Salary Range
- Top Ranking Swiss Based Private Bank
- Client Documentation/CDD, FATCA Tax Projects
- Multicultural Environment & Competitive Benefits
- Oversight Client Account Documentation, Client life cycle and Static Data management
- Serve as the case manager/subject matter expert from client on-boarding & periodic review by ensuring the fulfilment of compliance/regulatory/Fatca Tax related requirements
- Drive and streamline processes to maximize quality deliverables
- Most respected European Private Banking Franchise
- Regional Expansion Group Risk Headcount
- RCSA & 2nd Level Control Oversight
- As part of the Regional Group Risk holding full accountability in 2nd line of defense
- Accountable for reviewing the risk framework and testing OR effectiveness across FTB offices
- Conduct gap analysis and identify effectiveness of controls by work in collaboration with BR/1st line
- Tier 1 Global Private Wealth Management Banks
- Great Exposures To Be Credit Approver
- Excellent Work-Life Balance & Bank Benefits
- Provide all-rounded credit risk control, liquidity and collateral risk monitoring
- Consult front office sales/relationship managers on daily portfolio and Lombard credit enquiries, monitoring of accounts, margin financing & control
- Perform credit analysis and risk assessment in accordance to regulatory and corporate policies
- Global Private Bank & Asset Mgmt Franchise
- Internal Auditor & Regulatory Governance
- Rewarding Career with International Exposure
As part of the regional audit team, holding full accountabilities:
- Plan and conduct periodic risk based reviews to identify improvement of the bank’s control
- Serve as the key member of group internal audit to work with compliance, 1st and 2nd line of defence to promote governance control & regulatory requirements
- Primary facilitator in driving any ad hoc requests by management and regulators
- Global Renowned Private Bank
- Business Mgmt Support & Project Coordination
- Fresh graduated with Financial Internship Exp
- Acting as the coordinator for the Business Management to oversight daily business activities
- Disseminating value added information by working in close partnership with front office, risk & compliance stakeholders across the branch and the region
- Consolidating timely reports to senior management
- 2nd Line of Defense- Regulatory Risk Management
- Int’l environment with superb worklife balance
- JD/Grading is highly fluid
- As part of the CRO function to provide comprehensive 2nd line of defense from regulatory and risk management/governance
- Assist senior management with the development/implementation control process/policies and KRI indicators by working in close partnership with compliance/audit teams & 1st line of BR
- Plan and guide BR/Operations team on risk assessment & conduct thematic reviews to ensure the fulfilment of regulatory/corporate governance
- Global Private Bank & Wealth Mgmt
- Product/Regulatory Operational Risk
- Regional 2nd Line of Defense
- Report to Regional Head OR
- Assume 2nd line of defense to oversight the daily business activities for DPM and Investment Product Solution teams
- Provide advisory & trading to front office, investment product solution & DPM teams for issues related to sales, suitability and product risk framework
- Business/Investment Risk & Compliance Review
- Diversified Investment Product Exposure
- Well Respected Global Private Bank
- Tasked with the account abilities to oversight investment product due diligence, risk profiling and suitability
- Responsible for ensuring the adherence to HKMA/SFC latest regulatory requirements for new & existing products/gap analysis etc.
- Accountable for conducting product suitability assessment, selling process review, client disclosure and implementing compliance monitoring & control
- Regional Front office Business Mgmt Support
- Business Performance, Financials Review & KPIs
- Comprehensive Bank Benefit & Worklife Balance
- Provide insightful and value-added business performance/KPIs/financial analytics to North Asia Branch CEO, senior management and Front office across the region/headquarters
- Serve the key contact point for front office RMs/ARMs to tackle any client related aspects & daily business activities including account opening, suitability and trades
- Represent front office to liaise with L&C, operations and support functions for new business/products and regulatory/remediation related initiatives
- Expansion Headcount, Global Private Bank
- Market & Liquidity Risk Mgmt/Reporting
- Cross asset classes of Investment Products
- Report to the Regional Head of Risk Management
- Monitoring market and liquidity risk mgmt in accordance to the regulatory requirements & corporate governance
- Provide guidance to front office and product teams and on-going framework review along with the support of compliance
- Est. Regional Private Wealth Mgmt Franchise
- Business and Risk Management Functions
- Excellent worklife balance & int’l culture
As part of the Regional Business Management Function to perform the following:-
- Tasked with the mission to monitor Front Office daily business activities including suitability, account opening, AML, product advisory and Investment related aspects
- Facilitate new business/products and transformation/regulatory initiatives
- Review daily activities to ensure fulfilment of regulatory requirements/corporate governance
- Top Ranking Int’l Private Bank
- Business Continuity Planning/Physical Security
- Job Security & Comprehensive Bank Benefits
Report to the North Asia Regional Head of Corporate Services/BCP, the successful job holder will be accountable for the following-
- Oversee the strategic planning & implementation of BCP framework/policies for the North Asia Region
- Review of BCP policies across FTB Offices from identifying critical functions; conducting business impact analysis to ensuring business continuity to cater for pandemic, environmental and social related crisis.
- Ensure BCP/Physical Security programs is adhere to corporate governance and regulatory compliance requirements
- Investment Product Risk, Suitability & Governance
- Multi-Asset Classes of Investment Products
- Dynamic Front Office Risk Control Exposure
- Tasked with the accountabilities to facilitate investment product suitability review, investigation and risk control governance
- Responsible for ensuring the adherence to HKMA/SFC regulatory requirements for its’ new & existing products
- Serve as the bridge and gatekeeper between Product Specialists, Private Bankers and Compliance Departments along with senior management/headquarters
- Boutique Global Private Bank
- Front Office Business Risk & Surveillance Team Head
- Friendly international culture with excellent worklife balance
- Assume FO Business Risk Management function by supervising a small team of 2
- As 1st line of defense to oversight full spectrum of FO risk aspects including Product Suitability/Selling Process; Deposit Protection Scheme/Payments etc.
- Manage suitability review programs and resolve any escalated issues by working in partnership with Compliance, Risk, COO Mgmt office
- UK Listed Global Private Bank
- North Asia Business Risk Management
- Function Head of 1st line of Defense
- Assume the Functional Head of Business Risk Management for the North Asia Branch
- Tasked with the mission to oversight the front office surveillance & ensure daily business activities fulfills regulatory & corporate governance by managing a team of 7
- Extensive liaison with Business, Senior Management, COO, Compliance/OR to drive and implement effective risk control measures across line of business