Category
Industry
Salary Range
- Est. Regional Private Wealth Mgmt Franchise
- Business and Risk Management Functions
- Excellent worklife balance & int’l culture
As part of the Regional Business Management Function to perform the following:-
- Tasked with the mission to monitor Front Office daily business activities including suitability, account opening, AML, product advisory and Investment related aspects
- Facilitate new business/products and transformation/regulatory initiatives
- Review daily activities to ensure fulfilment of regulatory requirements/corporate governance
- Experience in Private Bank/Wealth Mgmt. is a MUST
- Account Opening/KYC & AML Advisory Support
- Periodic Review, EDD & Project Exposure
- Conduct KYC/CDD, Account Documentation Review, Risk Assessment and Approval in accordance to regulatory requirements/corporate governance
- Assume the role as subject matter expert to provide KYC/AML advisory by working closely with RM/senior management
- Conduct investigation/transaction monitoring on any AML related enquiries from regulators/auditors
- Top Ranking Int’l Private Bank
- Business Continuity Planning/Physical Security
- Job Security & Comprehensive Bank Benefits
Report to the North Asia Regional Head of Corporate Services/BCP, the successful job holder will be accountable for the following-
- Oversee the strategic planning & implementation of BCP framework/policies for the North Asia Region
- Review of BCP policies across FTB Offices from identifying critical functions; conducting business impact analysis to ensuring business continuity to cater for pandemic, environmental and social related crisis.
- Ensure BCP/Physical Security programs is adhere to corporate governance and regulatory compliance requirements
- Expansion Hire! Regional Level 1 & 2 IT Support
- Buyside Career with European Investment Manager
- Multicultural Environment and Job Security
- Assume the key contact for AP/local IT aspects
- Provide quality, efficient & comprehensive 1st level/2nd level IT/mobile, applications, network and infrastructure on/off site support etc
- Facilitate regional IT change/implementation projects by working closely with IT counterparts in headquarters/external vendors
- Regional L&C Expansion Headcount
- Derivatives & ISDA Legal Advisory/Documentation
- Promising Career with Global Private Bank
- Provide legal advisory; derivative products transaction, negotiation and documentation with counterparties
- Advise & support front office, senior management and other departments to ensure the fulfilment of regulatory requirements & corporate governance
- Assume part of the L&C team to address any legal & regulatory issues including litigation & clients’ complaints etc.
- Friendly Int’l Environment & Worklife Balance
- EA to In-House Head of Legal Counsels
- Paralegal/Secretarial Support
- As part of the North Asia Legal Department to provide paralegal/administrative support
- Assist in monitoring legal expenses; arranging T&E/meeting schedule and drafting/filing of legal document related to banking/commercial litigation
- Coordinate some ad hoc projects including enhancement of workflow process
- Global Swiss Based Private Bank
- Product Pricing Analytics & Regulatory Control
- Product, Finance Project & Regulatory Exposure
Report to Regional Pricing & Revenue Strategist and partner with Finance Department
- Conduct quality/timely pricing analytics
- Ensure the fulfilment of HKMA/SFC regulatory requirements on product pricing
- Manage/facilitate the implementation of regional pricing initiatives
- Investment Product Risk, Suitability & Governance
- Multi-Asset Classes of Investment Products
- Dynamic Front Office Risk Control Exposure
- Tasked with the accountabilities to facilitate investment product suitability review, investigation and risk control governance
- Responsible for ensuring the adherence to HKMA/SFC regulatory requirements for its’ new & existing products
- Serve as the bridge and gatekeeper between Product Specialists, Private Bankers and Compliance Departments along with senior management/headquarters
- Leading Treasury / Capital Market Banking Group
- Regional Coverage including HK, PRC, SGP and JAP
- Multicultural Environment and Job Security
- Nostro/cash accounts reconciliation and discrepancy investigation
- Responsible for regional trade processing/settlement in a timely manner
- Extensively liaison with internal stakeholders across Asia across Front Office, Risk, Trade Control Operations and Finance departments
- UK Asset Manager with Established Int’l Franchise
- Regional Intermediary Sales & Client Management
- Dynamic Distribution Network with Private Banks
- As part of the Regional Sales Team to identify/generate new asset; business opportunities from new and existing intermediaries client network
- Report to Regional Head and along with the support of Client Service/Marketing Teams to accomplish business objectives
- Cultivate strong client relationship by providing timely solutions to intermediaries, private banks, financial advisers and family offices
- Sales Support & Trade Execution to Private Bankers
- Good Working Hours & Friendly Environment
- Well established International platforms
- Assisting Private Banker(s) to provide high quality services including preparing account openings documentation/regular account and KYC review, order placing and execution, pricing quotation
- Prepare presentation materials for products advisory in order to resolving any enquiries from the affluent professional investors
- Team administrative tasks and clients meeting arrangement
Appointed by the most well respected & sustainable Global Private Bank to search for Executive Secretary for the North Asia Region.
- 1-1 PA Support to Regional Head of Business
- Dynamic business support plus secretarial work
- Excellent Worklife Balance
- Provide one-on-one EA support to Senior Executive
- Accountable for managing dairy and meeting schedules by liaising with senior executives/counterparts across the region
- Responsible for drafting email/correspondence
- Strategic Mgmt Consultancy & Fintech Functions
- Integrated M&A, Technology & Innovation Project Mgmt
- Promising International & Private Banking Career
As part of the regional management consultancy team and tasked with the following mission-
- Drive & implement end to end business & technology projects by working with senior management and stakeholders across the region
- Accountable for assessing business requirements and conducting feasibility studies to cater for new business, innovation, e-banking, fintech digitalization, technology and regulatory related initiatives
- Prepare value added/quality management reports for committee meetings
- Regional Discretionary Portfolio & Investment Management
- Front office Exposures with UHNW Client Mandate Review
- International and well-established platform
- Assistant Portfolio Managers in delivering an outstanding investment proposition
- Supporting high net-worth clients’ portfolio rebalancing, cash and trade monitoring
- Ensure the timely execution of investment transaction
- North Asia Clients’ Accounts Documentation
- Multiple Levels of Perm/Contract Openings
- Stable and International career platform
- Report to the Department Head and responsible for account opening & periodic documentation review by working closely with front office relationship managers/private bankers and compliance department
- Review and ensure validity of account/accurate KYC documentation
- Serve as the Account Documentation subject matter expert to ensure the adherence of HKMA requirement and corporate governance