Category
Industry
Salary Range
- Top Ranking Pure Play Swiss Based Private Bank
- North Asia KYC/SOW and Compliance Function
- Promising Career & Comprehensive Bank Benefits
- Perform client due diligence review on account opening documents and source of wealth (SOW)
- Accountable for KYC for new/periodic clients including low to high risk
- Ensure all account opening documents are complied with Bank policy and HKMA regulations
- Promising Wealth Management Banking Industry
- Integrated Marcom, Branding & Biz Dev’ initiatives
- Friendly Int’l Environment with Worklife Balance
- Oversight marketing communications functions in Asia
- Develop strategic marketing partnerships and sponsorships
- Timely coordination, production and enhancement of bilingual marketing collaterals to support marketing and product teams on business growth/pitch
- Promising Jr Banker/IC career opportunities
- Key Account Manager to promote clients’ relationships
- Global Private Banks with Aa2/A+Credit Rating
- Partner with experienced MD/Banker and supported by ARMs
- Assigned to independently manage; service and provide investment advisory to clients
- Cultivate strong clients' relationship by offering timely investment advisory
- Promising Equities Dealing & Advisory Career
- Buyside Opportunity w/ Excellent Bank Benefits
- Global Private Bank w/ Worklife Balance
- Reporting to Head of Equity Advisory & Dealing & partner with a small professional team
- Accountable for global equity trade execution & advisory for external UHNW families & clients by collaborating with experienced private bankers & investment advisors
- Provide tailored investment trade ideas in accordance to clients’ risk and regulatory requirements
- Regional Corporate Bank & HKMA regulated
- Biz, General & Regulatory Compliance Advisory
- Small Team & Work-life Balance
- Manager in charge of Compliance
- Provide business and regulatory compliance advisory by assuming in-house consultation to senior management & operations from FTB office
- Ensure fulfilment of regulatory requirements and corporate governance through collaborating with HQ and internal auditors
- As part of the Regional Strategic Business Management Team
- Report to Regional COO and Manage a team of client service managers
- Oversight the resources planning, hiring and performance of CSMs to ensure the fulfilment of business objectives in the AP region
- Expansion KYC/EDD/Approval Headcounts
- Friendly Int’l Corp & Institutional Platform
- Hybrid Work Mode & Balanced Worklife
As part of Regional KYC and EDD team under COO Office, the job holder will be responsible for:
- Accountable for client on-boarding for low to high risk corporate & institutional clients
- Conduct KYC/PEP and comprehensive CDD/EDD assessment in accordance regulatory/corporate governance
- Bridge between front office and compliance to tackle & AML/FCC related issues
- Dynamic Regional IT Helpdesk Support
- Oversight vendors & Relocation Project
- Worklife Balance & Friendly Int’l Private Bank
- Regional headcount to provide 1st/2nd level IT support to the North Asia Branches with over 500 users from front to back offices
- Troubleshoot/Facilitate IT desktop, applications, 3rd party systems, and E-banking solutions
- Support relocation projects by working in collaboration with Infrastructure and external vendors across the region
- Global Industry Leader in Private Banking
- Dept Head for KYC, COB & Client Mgmt Project
- Senior Leadership role as part of the COO function
- As the department head to oversight KYC, Client On-Boarding, Static Management and Regional Project
- Supervise over 25 team-members to accomplish timely SOW/KYC to daily operations for new/periodic accounts by working closely with internal stakeholders including Compliance, Operations and IT Departments
- Represent COO Office from identifying and driving transformation processes to support regulatory, risk & compliance and new business initiatives
- Global Industry Leader in Private Banking
- Structured Credit Advisory & Approval
- Rewarding Career Path & Worklife Balance
- As part of the senior member of the regional credit advisory and approval team
- Accountable for providing comprehensive credit advisory on Lombard and Structured Credit Solutions
- Guide RM on Credit Structuring, Assessment and portfolio review along with the support of credit administration and collateral risk management teams
- Global Industry Leader in Private Banking
- HKMA Regulatory: SACCR, Large Exposure & Basel 3
- Competitive Package & Benefits
- As part of the senior member within the Financial Control Department of HK branch
- Accountable for the timely implementation, reporting and on-going monitoring of Counterparty Credit Risk, Large Exposure and Basel 3 regulatory returns under the HKMA regime
- Represent Finance Department to conduct and drive new product (esp. related to derivatives) assessment; regulatory and system related initiatives
- HKMA regulated European Based Private Bank
- Payment/Cash Operations/Approval and Projects
- Worklife Balance and Competitive Benefits
- As the deputy team leader to oversight daily in/out cash/cheque payment that called for liaison with internal/external counterparts across the region
- Resolve any transaction issues on a timely basis and ensure fulfilment of regulatory requirements
- Key stakeholder to drive periodic procedural review and system automation to support regulatory and new product changes
- Global Industry Leader in Private Banking
- HKMA Regulatory: CAR, Large Exposure & Basel 3
- Competitive Package & Benefits
- As part of the senior member within the Financial Control Department of HK branch
- Accountable for the timely implementation, reporting and on-going monitoring of Counterparty Credit Risk, Large Exposure and Basel 3 regulatory returns under the HKMA regime
- Represent Finance Department to conduct and drive new product (esp. related to derivatives) assessment; regulatory and system related initiatives
- Global Industry Leader in Private Wealth Mgmt
- HKMA Regulatory, Financial Reporting & Projects
- Excellent Job Security & Competitive Benefits
- Timely production of HKMA regulatory returns and surveys to meet all deadlines and requirements
- Monitoring of daily regulatory limits
- Facilitate finance system and regulatory changes related projects
- Strategic Business Management Team
- Oversight Regional Client Service Management
- Strong Supervisory & Business Management Skills
- Manage a team of client service managers in HK and SGP
- Oversight the resources planning, hiring and performance of CSMs to ensure the fulfilment of business objectives in the AP region
- Assume business management accountabilities including client on-boarding to KYC related aspects to facilitate the smooth operations of daily business activities