- Top Ranking Pure Play Swiss Based Private Bank
- North Asia KYC/SOW and Compliance Function
- Promising Career & Comprehensive Bank Benefits
Our Client
Appointed by a European Global Private Bank with established operations in over 20 locations to search for KYC Associate to be part of the North Asia Compliance Department.
Job Duties
- Perform client due diligence review on account opening documents and source of wealth (SOW)
- Accountable for KYC for new/periodic clients including low to high risk
- Ensure all account opening documents are complied with Bank policy and HKMA regulations
- Liaise with front office to follow up on outstanding and exceptional cases
- Facilitate any ad-hoc regional projects from regulatory to automation related initiatives
Requirements
- Degree holder in Accounting/ Business/Legal or related disciplines
- 3 years+/- of relevant KYC experiencer earned from int’l bank
- Relevant industry experience in private banking business is highly desirable
- Good understanding of AML/HKMA/SFC regulatory requirements
- Driven with strong problem solving capability and communication skill to work with internal stakeholders
Category : AML, Legal & Compliance 
Industry :
Banking & Finance
You may also interested in......
- Global Ranking Int’l Law Firms
- Trilingual Legal Secretary for Capital Mkts & PE
- Travel Arrg, Legal Documentation & Billing
Job Duties
- Report to Partners with specialization in Financial Institution, M&A and Investment Management transactions
- Accountable for calendar management & demanding travel arrangement
- Manage intensive back to back meeting schedules across GC, AP and HQ
- Top Ranking Pure Play Global Private Bank
- Oversight Regulatory Affairs & Central Compliance
- Excellent job security and worklife balance
Job Duties
- As part of the core team members to oversight Regulatory Affairs Compliance issues
- Assume the subject matter expert on any regulatory changes and faciliate the proper implementation of procedures & policies
- Provide active advisory to business and senior management on any regulatory changes and implications to business
- Global Industry Leader with over 13000 employees
- APAC In-House Legal Transaction Nego & Advisory
- Hybrid Work Mode & Worklife Balance
Job Duties
- Report to the North Asia Regional Head of Legal Counsel
- Key member of transaction team to provide legal guidance & advisory support to complex structures
- Accountable for end to end phases from reviewing, derivatives structuring, legal drafting, negotiation and implementation
- Global European Private Bank
- HKMA Compliance Monitoring & Control
- Worklife Balance & Excellent Job Security
Job Duties
- Perform annual risk assessment to identify key risk areas that need to be monitored.
- Report to North Asia Head of Compliance
- Accountable for HKMA regulatory risk assessment
- SFC Regulated Global Asset Manager
- KYC/CDD/AML for New & Periodic Review
- Friendly International Culture & Good Hours
Job Duties
- As part of the AP Distribution Department to oversight regional KYC/CDD function
- Accountable for managing new and periodic CDD/KYC assessment for low to high risk institutional and intermediaries’ clients
- Conduct PEP, sanctions, adverse news and STR review etc.