- Top Ranking Pure Play Swiss Based Private Bank
- North Asia KYC/SOW and Compliance Function
- Promising Career & Comprehensive Bank Benefits
Our Client
Appointed by a European Global Private Bank with established operations in over 20 locations to search for KYC Associate to be part of the North Asia Compliance Department.
Job Duties
- Perform client due diligence review on account opening documents and source of wealth (SOW)
- Accountable for KYC for new/periodic clients including low to high risk
- Ensure all account opening documents are complied with Bank policy and HKMA regulations
- Liaise with front office to follow up on outstanding and exceptional cases
- Facilitate any ad-hoc regional projects from regulatory to automation related initiatives
Requirements
- Degree holder in Accounting/ Business/Legal or related disciplines
- 3 years+/- of relevant KYC experiencer earned from int’l bank
- Relevant industry experience in private banking business is highly desirable
- Good understanding of AML/HKMA/SFC regulatory requirements
- Driven with strong problem solving capability and communication skill to work with internal stakeholders
Category : AML, Legal & Compliance 
Industry :
Banking & Finance
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