CPLI0228BC027JL
  • Top Ranking Pure Play Swiss Based Private Bank
  • North Asia KYC/SOW and Compliance Function
  • Promising Career & Comprehensive Bank Benefits

Our Client

Appointed by a European Global Private Bank with established operations in over 20 locations to search for KYC Associate to be part of the North Asia Compliance Department.

Job Duties

  • Perform client due diligence review on account opening documents and source of wealth (SOW)
  • Accountable for KYC for new/periodic clients including low to high risk
  • Ensure all account opening documents are complied with Bank policy and HKMA regulations
  • Liaise with front office to follow up on outstanding and exceptional cases
  • Facilitate any ad-hoc regional projects from regulatory to automation related initiatives

Requirements

  • Degree holder in Accounting/ Business/Legal or related disciplines
  • 3 years+/- of relevant KYC experiencer earned from int’l bank
  • Relevant industry experience in private banking business is highly desirable
  • Good understanding of AML/HKMA/SFC regulatory requirements
  • Driven with strong problem solving capability and communication skill to work with internal stakeholders
APPLY NOW
Industry : Banking & Finance
You may also interested in......
  • Business Risk & Regulatory Compliance Review
  • Regional 1st line of Defense Business Risk Mgmt
  • Hybrid work mode & Multi-cultural Environment
Job Duties
  • Report to the Head of Business Risk
  • Accountable for conducting 1st line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with the front office, investment, OR & Compliance professionals
  • Gatekeeper to ensure fulfilment of HKMA regulatory requirements
  •  Global Private Bank
  •  KYC/SOW & Account Opening Approval
  • Contract Compliance & Risk Management 

 

Job Duties

As part of the Business Risk and Compliance North Asia Team. You will play a key part in

  • conducting KYC due diligence, account opening approval, AML investigations, and ensuring compliance with SOW requirements.
  • managing regulatory reporting, handling client onboarding procedures, and supporting various risk-related initiatives.
  • Global Ranking Int’l Law Firms
  • Trilingual Legal Secretary for Capital Mkts & PE
  • Travel Arrg, Legal Documentation & Billing
Job Duties
  • Report to Partners with specialization in Financial Institution, M&A and Investment Management transactions
  • Accountable for calendar management & demanding travel arrangement
  • Manage intensive back to back meeting schedules across GC, AP and HQ
  • Top Ranking Pure Play Global Private Bank
  • Oversight Regulatory Affairs & Central Compliance
  • Excellent job security and worklife balance

 

Job Duties
  • As part of the core team members to oversight Regulatory Affairs Compliance issues
  • Assume the subject matter expert on any regulatory changes and faciliate the proper implementation of procedures & policies
  • Provide active advisory to business and senior management on any regulatory changes and implications to business
  • Global Industry Leader with over 13000 employees
  • APAC In-House Legal Transaction Nego & Advisory  
  • Hybrid Work Mode & Worklife Balance
Job Duties
  • Report to the North Asia Regional Head of Legal Counsel
  • Key member of transaction team to provide legal guidance & advisory support to complex structures
  • Accountable for end to end phases from reviewing, derivatives structuring, legal drafting, negotiation and implementation