Category
Industry
Salary Range
- Solid AML/KYC/SOW experience with Private Banks
- Friendly & Supportive International Corporate Culture
- Excellent Job Security & Competitive Package
- Responsible for KYC and Client Due Diligence for low to high risk HNW Private Clients
- Source of Wealth assessment and review for new clients, ensuring the compliance with HKMA/AML regulatory requirement and corporate governance
- Serve as the subject matter expert to advise and review KYC/Client Life Cycle requirements for the Front Office
- Global Top Tier Law firms
- Legal Mgrs with 3-5 yrs PEQ
- IPOs & capital mkts transactions
- Provide legal guidance on IPO and capital markets transactions.
- Collaborate with diverse internal/external stakeholders to ensure compliance and perfection in legal documentation.
- Draft, review, and negotiate crucial legal agreements related to corporate finance.
- Most Admired Regional Private Banking Franchises
- 2nd LOD Risk Mgmt, Regulatory & Governance Control
- Group Risk Mgmt including OR, Regulatory & IT
- Assume ORM lead within the Risk Management Division for the HK Branch
- As part of 2nd LOD to conduct thematic/periodic review & formulate effective control in accordance to HKMA and MAS regulatory requirements & corporate governance
- Accountable for overseeing and enhancing risk management strategies by collaborating with Line of Business, BR, Compliance, Audit, Technology and Operations teams
- Multiple Expansion Headcounts with Int’l Private Banks
- COB/CDD/SOW Review in accordance to HKMA/MAS
- Excellent Job Security & Comprehensive Bank Benefits
- Conduct comprehensive KYC and client onboarding for high net worth clients, from low to high risk
- Perform source of wealth (SOW) review, client account profiles analysis and facilitate clearance of adverse findings
- Ensure adherence to corporate governance and HKMA/MAS AML regulatory requirements
- Business & Regulatory Risk Management
- Regional 1.5 Line of Defense Global Private Bank
- Good Hours and Excellent Job Security
- Report to the North Asia Head of Business Risk
- Accountable for conducting regulatory & thematic business risk assessment including product suitability, cross border, pricing, selling process, transaction review by collaborating with the front office, investment, compliance and audit teams across the region
- Gatekeeper to ensure fulfilment of HKMA/SFC regulatory requirements
- Responsible Officer and MIC for APAC Hub
- Global Private Credit/Debt Investment Manager
- Promising and Rewarding Career
- Assume one of the senior roles and founding members for the Asia Hub in HK
- Being the Responsible Officer/ Manager in charge accountable for the overall management oversight
- Oversight the investment team and ensure trade orders are executed in an accurate, timely and effective manner
- Expansion Transaction Monitoring Headcounts
- Friendly Int’l Corp & Institutional Platform
- Hybrid Work mode & Balanced Worklife
As part of Regional Transaction monitoring team, the job holder will be responsible for:
- Transaction monitoring & STR control
- Investigation of trigger events/alerts to ensure the fulfilment of regulatory / corporate governance
- Periodic clients account monitoring and name/background screening
- Global Industry Leaders, Legal & Mgmt Consultancy
- Simplified Chinese & English Pitches and RFP
- Regional Expansion Headcounts
- As part of the Regional Business Development Department
- Accountable for timely production of English & Chinese RFP and preparation of clients’ pitch/proposals and marketing collaterals
- Work closely with professional staff across capital markets, banking, corporate and various IP practices
- AML/KYC/SOW/Surveillance Exp. with Private Banks
- Multiple Expansion Headcounts with Int’l Private Banks
- Excellent Job Security & Comprehensive Bank Benefits
- Bridge between Front office and Compliance/AML team for COB & PR Cases
- Fully Accountable for CDD/KYC/SOW and Transaction Monitoring to ensure fulfilment of HKMA, MAS and AML/CFT regulatory requirements
- Assume 2nd LOD to advise FO on any FCC/KYC/EDD related matters for low to high risk clients across the region
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Most Sustainable International Private Bank
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Expansion Transaction Monitoring/STR Headcounts
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Regional FCC/AML Compliance Dept
As part of the Regional FCC function, the successful job holder will be accountable for
- Report to Head of FCC and partner with a small professional team of 3
- Transaction Monitoring, STR & Continuous Enhancement of AML Procedures and System/Tools Review
- Investigation of trigger events/alerts to ensure the fulfilment of regulatory/corporate governance
- Top Ranking International Private Bank
- Contract/Perm Client Documentation & CDD Support
- Multicultural Environment & Competitive Benefits
- As part of the Client Account Documentation team holding full accountability from Client Life Cycle and Static Data management
- Serve as the case manager/subject matter expert from client on-boarding & periodic review by ensuring the fulfilment of compliance/regulatory/Fatca Tax related requirements
- Drive and streamline processes to maximize quality deliverables
- KYC/SOW Specialists for COB/Periodic Review
- Multiple Expansion Contract & Permanent Headcounts
- Global Private Bank with Excellent Worklife Balance
- Bridge between Front office and Compliance/AML team for COB & PR Cases
- Case management with full accountability to prepare KYC/SOW to ensure fulfilment of HKMA AML/CFT regulatory requirements
- Assume 1.5 LOD to advise FO on any KYC/EDD related matters for low to high risk clients across the region
- Stable and well-known platform
- All-rounded COB/KYC involvement
- Friendly team with great exposures
- Carrying out the professional review and approval of KYC client profiles along with sanctions and AML screening
- Performing due diligence checks and relevant information searches
- SOW/SOF review and analysis for all risk levels of high net worth and ultra-high net worth clients across the globe
- Regulatory Compliance & Risk Review
- Regional 1.5 or 2nd Line of Defense
- Promising APAC Compliance Career & Good Hours
- Report to Regional Head of Compliance & Risk
- Accountable for conducting 1.5 line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with front office, investment, OR & Compliance professionals
- Gatekeeper to ensure fulfilment of HKMA regulatory requirements
- Great Exposures to Client Onboarding
- Client Service & Administrative Experience
- International Private Banking Platform
- Conduct the client due diligence review including source of wealth, account-related documents, KYC profiles and name screening results
- Conduct name screening via different systems such as World Check, Factiva, internal and external systems
- Check investigation alerts that called for extensive liaison with the front office, compliance and respective stakeholders