- AML/KYC/SOW/Surveillance Exp. with Private Banks
- Multiple Expansion Headcounts with Int’l Private Banks
- Excellent Job Security & Comprehensive Bank Benefits
Our Client
Multiple Expansion Permanent Headcounts for International Private Banks to search for experienced KYC/SOW/Transaction Monitoring Specialists to be part of the growing wealth management HKMA and MAS regulated entities in North Asia and Regional Branches
Job Duties
- Bridge between Front office and Compliance/AML team for COB & PR Cases
- Fully Accountable for CDD/KYC/SOW and Transaction Monitoring to ensure fulfilment of HKMA, MAS and AML/CFT regulatory requirements
- Assume 2nd LOD to advise FO on any FCC/KYC/EDD related matters for low to high risk clients across the region
- Responsible for comprehensive CDD/SOW and facilitate accounts approval/PR
- Active participation in process improvement & governance control framework review
Requirements
- Degree holder with 4 years+/- KYC/SOW/Transaction Monitoring experience earned from int’l private banks/wealth management
- Understanding HKMA/AML/KYC regulatory knowledge
- Self-motivated team player with excellent analytical and problem solving skills
- Strong proficiency in English and Mandarin is highly desirable
Category : AML, Legal & Compliance 
Industry :
Banking & Finance
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