- Multiple Expansion Headcounts with Int’l Private Banks
- COB/CDD/SOW Review in accordance to HKMA/MAS
- Excellent Job Security & Comprehensive Bank Benefits
Our Client
World’s leading private bank with over 150 years of wealth management expertse, operating in over 30 locations and being rated as “A” for long term credit rating is in search for Client On-Boarding/KYC Senior Associate for HK North Asia Regional hub.
Job Duties
- Conduct comprehensive KYC and client onboarding for high net worth clients, from low to high risk
- Perform source of wealth (SOW) review, client account profiles analysis and facilitate clearance of adverse findings
- Ensure adherence to corporate governance and HKMA/MAS AML regulatory requirements
- Assume 1.5 LOD to provide insights and support on CDD/KYC related issues
- Support governance control framework review and compliance/AML initiatives
- Conduct comprehensive KYC and client onboarding for high net worth clients, from low to high risk
- Perform source of wealth (SOW) review, client account profiles analysis and facilitate clearance of adverse findings
- Ensure adherence to corporate governance and HKMA/MAS AML regulatory requirements
- Assume 1.5 LOD to provide insights and support on CDD/KYC related issues
- Support governance control framework review and compliance/AML initiatives
Requirements
- Well qualified graduated with 5 years+/- KYC/CDD experience earned from int’l private banks/wealth management
- Sound regulatory knowledge with HKMA/AML/KYC/SOW
- Excellent analytical and problem-solving skills
- Capability to work collaboratively in a deadline driven environment
- Strong proficiency in English and Mandarin is critical
Category : AML, Legal & Compliance 
Industry :
Banking & Finance
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