- Business & Regulatory Risk Management
- Regional 1.5 Line of Defense Global Private Bank
- Good Hours and Excellent Job Security
Our Client
Immediate openings with multiple Global Private Banks to search for Business & Regulatory Risk talents to be part of the North Asia Regional Branch in HK.
Job Duties
- Report to the North Asia Head of Business Risk
- Accountable for conducting regulatory & thematic business risk assessment including product suitability, cross border, pricing, selling process, transaction review by collaborating with the front office, investment, compliance and audit teams across the region
- Gatekeeper to ensure fulfilment of HKMA/SFC regulatory requirements
- Facilitate process improvement; governance framework review and ongoing KRI reporting
- Contribute to workflow efficiency and automation
Requirements
- Degree holder in accounting or related disciplined with 6 years+/- Regulatory Risk Control, Business Risk and Compliance experience earned from int’l private bank
- Big4 trained is definite advantage
- Self-motivated team player with excellent analytical, problem solving and stakeholder management capabilities
- Good understanding of regulatory requirements
- Highly proficient in MS Office, Excel, PowerBI or Tableau
- Strong proficiency in English and Mandarin is highly desirable
Category : AML, Legal & Compliance 
Industry :
Banking & Finance
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