- KYC/SOW Specialists for COB/Periodic Review
- Multiple Expansion Contract & Permanent Headcounts
- Global Private Bank with Excellent Worklife Balance
Our Client
Multiple Expansion Contract and Permanent Headcounts for International Private Banks to search for experienced Client On-Boarding and Periodic Review Specialists to be part of the growing wealth management HKMA regulated entities in HK and North Asia Branch.
Job Duties
- Bridge between Front office and Compliance/AML team for COB & PR Cases
- Case management with full accountability to prepare KYC/SOW to ensure fulfilment of HKMA AML/CFT regulatory requirements
- Assume 1.5 LOD to advise FO on any KYC/EDD related matters for low to high risk clients across the region
- Facilitate in process improvement & governance control framework review
Requirements
- Degree holder with 4 years+/- KYC/SOW experience earned from int’l private banks/wealth management
- Understanding HKMA/AML/KYC regulatory knowledge
- Self-motivated team player with excellent analytical and problem solving skills
- Strong proficiency in English and Mandarin is highly desirable
Category : AML, Legal & Compliance 
Industry :
Banking & Finance
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