- Investment Product Risk, Suitability & Governance
- Multi-Asset Classes of Investment Products
- Dynamic Front Office Risk Control Exposure
Our Client
Our client, recognized as the Top Award Winning Swiss Based Private Bank for its excellence in PWM/EAM service in AP region and Change Management/Technology Solution is in search for Investment Suitability Senior Associate to be part of the Regional Team.
Job Duties
- Tasked with the accountabilities to facilitate investment product suitability review, investigation and risk control governance
- Responsible for ensuring the adherence to HKMA/SFC regulatory requirements for its’ new & existing products
- Serve as the bridge and gatekeeper between Product Specialists, Private Bankers and Compliance Departments along with senior management/headquarters
Requirements
- Well qualified graduate with 4 years+/- investment suitability, product risk assessment/compliance experience
- Sound HKMA/SFC regulatory knowledge and understanding of private wealth management business is highly desirable
- Strong communication and interpersonal skill
- Self-motivated team player with excellent analytical and problem solving skills
- Strong proficiency in English and Mandarin is highly desirable
Category : Private Bank 
Industry :
Banking & Finance
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