PRBK0302BB596JL
  • Investment Product Risk, Suitability & Governance
  • Multi-Asset Classes of Investment Products
  • Dynamic Front Office Risk Control Exposure

Our Client

Our client, recognized as the Top Award Winning Swiss Based Private Bank for its excellence in PWM/EAM service in AP region and Change Management/Technology Solution is in search for Investment Suitability Senior Associate to be part of the Regional Team.

Job Duties

  • Tasked with the accountabilities to facilitate investment product suitability review, investigation and risk control governance
  • Responsible for ensuring the adherence to HKMA/SFC regulatory requirements for its’ new & existing products
  • Serve as the bridge and gatekeeper between Product Specialists, Private Bankers and Compliance Departments along with senior management/headquarters
 

Requirements

  • Well qualified graduate with 4 years+/- investment suitability, product risk assessment/compliance experience
  • Sound HKMA/SFC regulatory knowledge and understanding of private wealth management business is highly desirable
  • Strong communication and interpersonal skill
  • Self-motivated team player with excellent analytical and problem solving skills
  • Strong proficiency in English and Mandarin is highly desirable
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Category : Private Bank
Industry : Banking & Finance
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