- Global Swiss Based Private Bank
- Product Pricing Analytics & Regulatory Control
- Product, Finance Project & Regulatory Exposure
Our Client
Job Duties
Report to Regional Pricing & Revenue Strategist and partner with Finance Department
- Conduct quality/timely pricing analytics
- Ensure the fulfilment of HKMA/SFC regulatory requirements on product pricing
- Manage/facilitate the implementation of regional pricing initiatives
- Consult/Tackle enquiries from front office on any pricing issues
- Active participation in regional/global product pricing or related tools projects by working in partnership with product/frontline
Requirements
- Well qualified graduate in Accounting or related discipline
- 6 years+/- relevant financial management reporting and product pricing regulatory risk/project management experience
- Project management expertise with seasoned communication skills to work with stakeholders from front office sales and product teams to compliance/risk professionals
- Good understanding of multi-asset classes of investment products and regulatory requirements
Category : Private Bank 
Industry :
Banking & Finance
You may also interested in......
- Multi-Asset Classes of Investment Advisory
- Expansion headcount for UHN Greater China Clients
- Superb Job Security & Worklife Balance
Job Duties
- Assume active investment advisory and client facing role by collaborating with private bankers and products specialist
- Accountable for providing timely global market updates and customized investment solutions from structured products, equities, fixed income, treasury, mutual funds and alternative investments etc
- Continuous monitoring, portfolio review and provide value added market commentaries
- Stable and well-known platform
- All-rounded COB/KYC involvement
- Friendly team with great exposures
Job Duties
- Carrying out the professional review and approval of KYC client profiles along with sanctions and AML screening
- Performing due diligence checks and relevant information searches
- SOW/SOF review and analysis for all risk levels of high net worth and ultra-high net worth clients across the globe
- Global Private Bank & Night Shift Dealing
- US Equities & FX Options Market coverage
- Excellent Worklife Balance & Bank Benefits
Job Duties
- Report to North Asia Head of Front Office
- Accountable for timely US equities, structured products and FX option trade execution by directly working with external UHNW families & clients for AP/Greater China region
- Provide quality client service and trade support to ensure fulfilment of HKMA /SFC compliance requirements
- Great Exposures to Client Onboarding
- Client Service & Administrative Experience
- International Private Banking Platform
Job Duties
- Conduct the client due diligence review including source of wealth, account-related documents, KYC profiles and name screening results
- Conduct name screening via different systems such as World Check, Factiva, internal and external systems
- Check investigation alerts that called for extensive liaison with the front office, compliance and respective stakeholders
- Regional exposures and stable platform
- Friendly working culture
- Promising career development
Job Duties
- As part of the Regional CDD Team under the COO Office, this job holder will be responsible for:
- Accountable for client onboarding for low to high-risk corporate and institutional clients Conduct end-to-end KYC / PEP and comprehensive CDD / EDD assessment in accordance with HKMA regulatory requirements/corporate governance
- Serve as the bridge between front office and compliance to tackle AML/FCC-related issues