- Est. Regional Private Wealth Mgmt Franchise
- Business and Risk Management Functions
- Excellent worklife balance & int’l culture
Our Client
Asia top ranking wealth management arm, with total AUM of USD 1trillion of the most established listed financial group offering comprehensive global markets, i-bank and asset mgmt.
Job Duties
As part of the Regional Business Management Function to perform the following:-
- Tasked with the mission to monitor Front Office daily business activities including suitability, account opening, AML, product advisory and Investment related aspects
- Facilitate new business/products and transformation/regulatory initiatives
- Review daily activities to ensure fulfilment of regulatory requirements/corporate governance
- Oversight on-going monitoring and lifecycle reviews with triggers from market events
- Enhance/review workflow process/framework to ensure the fulfilment of regulatory, audit and governance requirement
- Act as the SME to advise/consult business/senior management on daily business activities
- Facilitate regulatory/remediation projects and investigation
Requirements
- Degree holder in Accounting/ Business/Legal or related disciplines
- 5 years+/- of relevant front office business management, risk and regulatory change related project management experience
- Strong risk control mindset with good knowledge of MAS/SFC is highly desirable
- Good understanding of regulatory/compliance requirements related to suitability, AML/CDD and trade process
- Understanding of cross asset classes of investment products/ private wealth management business is essential
- Driven with strong problem solving capability and communication skill to work with internal stakeholders
Category : Private Bank
Industry :
Banking & Finance
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