• Est. Regional Private Wealth Mgmt Franchise
  • Business and Risk Management Functions
  • Excellent worklife balance & int’l culture 

Our Client

Asia top ranking wealth management arm, with total AUM of USD 1trillion of the most established listed financial group offering comprehensive global markets, i-bank and asset mgmt.

Job Duties

As part of the Regional Business Management Function to perform the following:-

  • Tasked with the mission to monitor Front Office daily business activities including suitability, account opening, AML, product advisory and Investment related aspects
  • Facilitate new business/products and transformation/regulatory initiatives 
  • Review daily activities to ensure fulfilment of regulatory requirements/corporate governance
  • Oversight on-going monitoring and lifecycle reviews with triggers from market events  
  • Enhance/review workflow process/framework to ensure the fulfilment of regulatory, audit and governance requirement 
  • Act as the SME to advise/consult business/senior management on daily business activities 
  • Facilitate regulatory/remediation projects and investigation 


  • Degree holder in Accounting/ Business/Legal or related disciplines
  • 5 years+/- of relevant front office business management, risk and regulatory change related project management experience 
  • Strong risk control mindset with good knowledge of MAS/SFC is highly desirable 
  • Good understanding of regulatory/compliance requirements related to suitability, AML/CDD and trade process
  • Understanding of cross asset classes of investment products/ private wealth management business is essential 
  • Driven with strong problem solving capability and communication skill to work with internal stakeholders
Category : Private Bank
Industry : Banking & Finance
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  • Promising Exposure with Competitive Benefits 
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  • Transformation & Project Management 
  • MNC, Fintech & Financial Institutions
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  • Global Banking with Comprehensive Bank Benefits
  • Excellent Worklife Balance & Job Security
Job Duties
  • Reporting to Regional Head of Dealing & partner with professional team of cross asset classes of investment advisors
  • Accountable for timely equities, fixed income and structured products trade execution by collaborating with experienced private bankers for external UHNW families & clients for AP/Greater China region
  • Facilitate regional and global new business/products and regulatory related initiatives
  • Expansion Headcount in the HK Office
  • Sales assistant, operations & regulatory support
  • Friendly working environment
Job Duties
  • Manage daily trust administration and ongoing operations including vesting of shares, injection/distribution of assets, incorporation of holding company, bank account openings
  • As the key gatekeeper in reviewing trust and KYC documents in accordance with the proper compliance
  • Maintain client relationships and conduct regular reviews to cope with clients’ trust needs