PRBK0329BB619JL
  • AP Expansion Headcount with Global Private Bank 
  • Int’l Friendly environment w/ Worklife Balance
  • PWM Biz & Regulatory Compliance Advisory

Our Client

Appointed by the most respected & established family owned European Private Bank with established operations in over 15 countries to search for Private Banking Business & Regulatory Compliance for the North Asia Branch in HK.

Job Duties

  • Report to the North Asia Chief Compliance Officer
  • Proactive advisory to business from front to back office with any regulatory changes 
  • Continuous monitoring of daily business activities to ensure the fulfilment of HKMA/SFC regulatory/corporate governance
  • Review of compliance policies from conducting gap/impact analysis to implementation of policies/cultivation of compliance culture 
  • Active participation in managing regulatory enquiries/relationships and any regulatory related inspection/audit
  • Key participant in driving regulatory/compliance related projects with headquarters

Requirements

  • Degree holder in Accounting/ Business/Legal or related disciplines
  • 6 years+/- of relevant private banking/wealth management business risk or regulatory compliance experience 
  • Profound understanding of private banking business is essential
  • Good understanding of HKMA/SFC regulatory requirements
  • Driven with strong problem solving capability and communication skill to work with internal stakeholders 
APPLY NOW
Category : Private Bank
Industry : Banking & Finance
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  • Stable and well-established platform
  • Dynamic and friendly working environment
  • Excellent investment product exposures
Job Duties

The seasoned jobholders will be responsible for:

  • Assistant Senior Private Bankers on daily pre and post-sales services
  • Handling new to bank and regular accounts reviews and documentation, pricing quotation, order placing, and portfolio management
  • Preparing investment and product presentation materials
  • Expansion Headcount in the HK Office
  • Sales assistant, operations & regulatory support
  • Friendly working environment
Job Duties
  • Manage daily trust administration and ongoing operations including vesting of shares, injection/distribution of assets, incorporation of holding company, bank account openings
  • As the key gatekeeper in reviewing trust and KYC documents in accordance with the proper compliance
  • Maintain client relationships and conduct regular reviews to cope with clients’ trust needs
  • Life Insurance Case Management for HNW clients
  • Excellent FO Client Management Exposure
  • Int’l Private Banking Platform & Job Security 
Job Duties
  • Accountable for managing life insurance case management for UHNW Private Clients in Greater China markets  
  • Serve as the bridge between insurance companies, private bankers and  Clients 
  • Support Bankers/Clients with medical booking, and preparation of documents for new/annual renewal of applications to ensure compliance with regulatory requirements
  • Expansion Headcount in the HK Office
  • Sales assistant, operations & regulatory support
  • Friendly working environment
Job Duties
  • Assisting Relationship Banker(s) to provide high-quality services to high-net-worth individual clients in Greater China, SE Asia and Hong Kong Markets Working closely with external counterparties in account opening, pricing quotation, bank and fund operations
  • Resolving daily enquiries from affluent professional investors
  • Participating in ad hoc regional and local projects
  • KYC, Name Screening & Account Documentation
  • Int’l Bank with Compliance/AML Exposure
  • Excellent Working Hours & Friendly Team
Job Duties
  • Responsible for name screening, KYC and existing client accounts documentation support
  • Conduct basic due diligence checking under respective AML requirements
  • Trigger events and post transactional review