- AP Expansion Headcount with Global Private Bank
- Int’l Friendly environment w/ Worklife Balance
- PWM Biz & Regulatory Compliance Advisory
Our Client
Appointed by the most respected & established family owned European Private Bank with established operations in over 15 countries to search for Private Banking Business & Regulatory Compliance for the North Asia Branch in HK.
Job Duties
- Report to the North Asia Chief Compliance Officer
- Proactive advisory to business from front to back office with any regulatory changes
- Continuous monitoring of daily business activities to ensure the fulfilment of HKMA/SFC regulatory/corporate governance
- Review of compliance policies from conducting gap/impact analysis to implementation of policies/cultivation of compliance culture
- Active participation in managing regulatory enquiries/relationships and any regulatory related inspection/audit
- Key participant in driving regulatory/compliance related projects with headquarters
Requirements
- Degree holder in Accounting/ Business/Legal or related disciplines
- 6 years+/- of relevant private banking/wealth management business risk or regulatory compliance experience
- Profound understanding of private banking business is essential
- Good understanding of HKMA/SFC regulatory requirements
- Driven with strong problem solving capability and communication skill to work with internal stakeholders
Category : Private Bank 
Industry :
Banking & Finance
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