- Business/Investment Risk & Compliance Review
- Diversified Investment Product Exposure
- Well Respected Global Private Bank
Our Client
Job Duties
- Tasked with the account abilities to oversight investment product due diligence, risk profiling and suitability
- Responsible for ensuring the adherence to HKMA/SFC latest regulatory requirements for new & existing products/gap analysis etc.
- Accountable for conducting product suitability assessment, selling process review, client disclosure and implementing compliance monitoring & control
- Serve as the bridge and gatekeeper between Product Specialists, Private Bankers and Compliance Departments along with senior management/headquarters
- Others e.g. system and management projects related to enhancing the control landscape
Requirements
- Well qualified graduate with 5 years+/- Business/Investment Compliance & Risk Advisory experience
- Sound HKMA/SFC regulatory knowledge and understanding of private wealth management business is highly desirable
- Strong communication and interpersonal skill
- Self-motivated team player with excellent analytical and problem solving skills
- Strong proficiency in English and Mandarin is highly desirable
- Knowledge in Microsoft Power BI and Tableau (data visualization)
Category : Audit & Risk Management 
Industry :
Banking & Finance
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