- Global Private Bank & Wealth Mgmt
- Product/Regulatory Operational Risk
- Regional 2nd Line of Defense
Our Client
Representing the most established Switzerland based listed private bank operating in over 50 countries and total AUM of over USD 420Billion to search for Regional Investment Product Risk Controller for AP Risk Department
Job Duties
- Report to Regional Head OR
- Assume 2nd line of defense to oversight the daily business activities for DPM and Investment Product Solution teams
- Provide advisory & trading to front office, investment product solution & DPM teams for issues related to sales, suitability and product risk framework
- Conduct investment suitability and selling process review in accordance to the regulatory and corporate governance
- Responsible for regulatory control monitoring and thematic reviews
- Identify any suspicious cases and serve as the escalation point to compliance and audit departments
Requirements
- Degree holder 5 years+/-relevant risk control and product suitability experience earned from int’l private bank
- Sound HKMA/SFC regulatory knowledge and understanding of private banking business is highly desirable
- Strong communication and interpersonal skill
- Self-motivated team player with excellent analytical and problem solving skills
- Strong proficiency in English and Mandarin is highly desirable
Category : Audit & Risk Management 
Industry :
Banking & Finance
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