- 2nd Line of Defense- Regulatory Risk Management
- Int’l environment with superb worklife balance
- JD/Grading is highly fluid
Our Client
Representing the most respectable European Private Bank with over 80 years of industry expertise & credit rating of A+ to search for Risk Management VP for North Asia Regional Branch.
Job Duties
- As part of the CRO function to provide comprehensive 2nd line of defense from regulatory and risk management/governance
- Assist senior management with the development/implementation control process/policies and KRI indicators by working in close partnership with compliance/audit teams & 1st line of BR
- Plan and guide BR/Operations team on risk assessment & conduct thematic reviews to ensure the fulfilment of regulatory/corporate governance
- Active engagement in promoting OR culture and providing guidance to 1st line BR and Front Office teams on resolution related to compliance/OR/BCP aspects
Requirements
- Well qualified graduate with Bachelor degree holder, preferably in Accounting, Finance, Business or Legal discipline
- 6yrs+/- In-house Regulatory/BR/OR risk management, compliance, biz control and audit experience earned from int’l bank
- Good understanding of private wealth management business/processes is highly essential
- Familiar with HKMA/SFC regulatory requirement
- Adaptive to working in a multi-cultural environment
- Strong stake holder management and consultation experience
Category : Audit & Risk Management 
Industry :
Banking & Finance
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