- Global Private Bank & Asset Mgmt Franchise
- Internal Auditor & Regulatory Governance
- Rewarding Career with International Exposure
Our Client
Appointed by the fully regulated HKMA and SFC licensed Global European Based Banking & Asset Management with over 1000 employees to search for Internal Auditor Senior Manager for the Regional Hub.
Job Duties
As part of the regional audit team, holding full accountabilities:
- Plan and conduct periodic risk based reviews to identify improvement of the bank’s control
- Serve as the key member of group internal audit to work with compliance, 1st and 2nd line of defence to promote governance control & regulatory requirements
- Primary facilitator in driving any ad hoc requests by management and regulators
- Provide regular update to the management, headquarters & the group related to the changing regulations & governance towards the private banks in Asia
Requirements
- Well qualified graduate with Bachelor degree holder, preferably in Accounting, Finance, Business or Legal discipline
- 6yrs+/- relevant regulatory, risk management, compliance, biz control and audit experience earned from int’l banks
- Good understanding of key risks areas related to private wealth management, is definite advantage
- Knowledge of HKMA, SFC or MAS regulatory requirement is critical
- Adaptive to working in a multi-cultural environment
- Strong stake holder management, audit and risk consulting experience is essential
Category : Audit & Risk Management
Industry :
Banking & Finance
You may also interested in......
- Oversight Liquidity, Treasury & Market Risk
- Bank Wide Asset & Liability Management
- Friendly Int’l Culture & Worklife Balance
Job Duties
- As Part of the Regional Risk Management Team & support ALM Committee
- Continuous review of Market risk, liquidity risk and counterparty risk management framework to ensure fulfilment of group policies and HKMA/MAS regulatory requirements
- Conduct daily monitoring and reporting of market risk, counterparty credit and liquidity risk positions
- In-House Technical Risk and IT Security
- Expansion Regional Hire with Rewarding Career
- Friendly Int’l Platform with Worklife Balance
Job Duties
- Assume 1st line or 2nd line of technical risk assessments from driving risk mitigation, tracking and reporting
- Ensure compliance of HKMA / SFC regulatory requirements and Corporate Governance
- Identify technical risk and implement control measures by collaborating with group & regional stakeholders across IT, security, risk, audit and compliance departments
- Regional Investment & Operational Risk
- Established Global Active Investment Manager
- Promising Learning & Career Opportunity
Job Duties
- As part of the Asia Pacific Risk Management Team
- Accountable for identifying potential investment/OR risk by working closely with portfolio management/investment teams, tech/operations, legal & compliance, depts
- Conduct periodic risk assessment/stress test to ensure fulfilment of regulatory and corporate governance
- Most Admired Global Private Banking Franchises
- Friendly Int’l Platform with Worklife Balance
- Group Risk Mgmt including OR, Regulatory & IT
Job Duties
- As part of 2nd line of defense to conduct periodic review & formulate effective control in accordance to regulatory requirements & corporate governance
- Conduct gap analysis; formulate control process/policies and KRI indicators by working in close partnership with compliance/audit teams & 1st line of BR
- Accountable for driving thematic reviews in particular with issues related to IT risk, cyber security, PDPO, outsourcing and BCP etc.
- Regulatory & Central Compliance
- Friendly Int’l Private Bank
- Excellent Worklife Balance & Multicultural Background
Job Duties
- As part of the regulatory & central compliance team for the HK branch
- Accountable for staff licensing, employees trading activities and monitoring entertainment & gift activities
- Advise business and internal stakeholders on related HKMA regulatory issues