- Most Admired Global Private Banking Franchises
- Regional Expansion; Hybrid Work Mode
- RCSA, Internal Control & Regulatory Risk
Our Client
Urgently searching for Regulatory Risk veterans of Associate/AD Levels with HKMA and MAS regulated global top ranking traditional private banks!
Job Duties
- As part of 1st or 2nd level of defence from BR, RCSA to implementation of effective control in accordance to regulatory requirements & corporate governance
- Work with IT Department to ensure information security, cyber risk resilience and facilitate TRM in accordance to HKMA requirements
- Conduct gap analysis; formulate control process/policies and KRI indicators by working in close partnership with compliance/audit teams & 1st line of BR
Requirements
- Well qualified graduate with Bachelor degree holder, preferably in Accounting, Finance, Business or Legal discipline
- 6yrs+/- In-house Regulatory/BR/OR risk management, compliance, biz control and audit experience earned from int’l bank
- Good understanding of private wealth management business/processes is highly essential
- Familiar with HKMA/SFC regulatory requirement
- Adaptive to working in a multi-cultural environment
- Strong stake holder management and consultation experience
Category : Audit & Risk Management 
Industry :
Banking & Finance
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