- Business Risk & Regulatory Compliance Review
- Regional 1st line of Defense Business Risk Mgmt
- Hybrid work mode & Multi-cultural Environment
Our Client
Expansion Regional Headcounts with World’s Most Respectable European Based Private Wealth Managment Banking Groups to search for 1st and 2nd line of Risk Management veterans to cater for the high profile growth in Northa Asia Branch with over 550 employees.
Job Duties
- Report to Regional Head of Business Risk
- Accountable for conducting 1st line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with front office, investment, OR & Compliance professionals
- Gatekeeper to ensure fulfilment of HKMA regulatory requirements
- Facilitate in process improvement; governance framework review and on-going KRI reporting
Requirements
- Degree holder in accounting or related disciplined with 4 years+/- Business Risk & Regulatory Risk & Control experience earned from int’l private bank
- Proficient in Excel, VBA, Python and Powerpoint
- Self-motivated team player with excellent analytical, problem solving and stakeholder management capabilities
- Strong proficiency in English and Mandarin is highly desirable
Category : Audit & Risk Management 
Industry :
Banking & Finance
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