Category
Industry
Salary Range
- Asian & Greater China Equity Research Team
- Promising Investment Analytics & FO Exposure
- Rewarding Career with Global Private Bank
- As part of the Asian/Global equity research team with country responsibilities for the Asian investment product
- Formulate investment ideas and house view through analyzing, interpreting and forecasting financial information on companies, sectors and countries
- Conduct third party research, direct management contact, visits and conference calls
- Regional Discretionary Portfolio & Investment Management
- Front office Exposures with UHNW Client Mandate Review
- International and well-established platform
As part of the Regional Team in Hong Kong, the successful key jobholder will be tasked with the following accountabilities:
- Ensure timely trades execution of investment transaction and conduct trade reconciliation/resolve all trades related matters
- Support high net-worth clients’ portfolio rebalancing, cash and trade monitoring
- Assistant Portfolio Managers in delivering an outstanding investment proposition
- Regulatory & Central Compliance
- Friendly Int’l Private Bank
- Excellent Worklife Balance & Multicultural Background
- As part of the regulatory & central compliance team for the HK branch
- Accountable for staff licensing, employees trading activities and monitoring entertainment & gift activities
- Advise business and internal stakeholders on related HKMA regulatory issues
- Int'l Friendly Private Banking Platform
- Promising Regional Investment Strategist Career
- Excellent Worklife Balance
- Report to Regional Investment Strategy
- Provide cross asset classes of Investment strategies/daily commentaries to UNW/family offices and Asset Mgrs
- Identify value added and interesting house view through collaborating with IC and Product specialists to max. investment returns
- Business Risk & Regulatory Compliance Review
- Regional 1st line of Defense Business Risk Mgmt
- Hybrid work mode & Multi-cultural Environment
- Report to Regional Head of Business Risk
- Accountable for conducting 1st line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with front office, investment, OR & Compliance professionals
- Gatekeeper to ensure fulfilment of HKMA regulatory requirements
- Pairing with Senior Private Banker(s)
- Dynamic and friendly working environment
- Excellent investment products exposures
- Assisting Private Banker(s) on daily pre and post-sales services
- Handling new to bank and regular accounts reviews and documentation, pricing quotation, order placing, and portfolio management
- Professionally tackling high net worth clients’ daily enquiries
- World’s Most Admired European Private Bank
- Business Continuity Planning & Physical Security
- Promising Regional Career with Worklife Balance
- As part of North Asia Regional COO Management team and report Head of Corporate Services/BCM
- Review of BCP policies across FTB Offices from identifying critical functions; conducting business impact analysis to ensuring business continuity to cater for pandemic, environmental and social related crisis
- Oversight & ensure Physical Security programs fulfils corporate governance and regulatory compliance requirements by working closely with vendors
- Global Private Banking Platform
- Good Work-Life Balance
- Promising Career under COO Office
- As the SME to support the optimization process in COO Office
- Working closely with regional and global groups on regulatory reporting – including trade / OTC derivatives reporting, FATCA/AEOI related reporting
- Ensure data accuracy and meet the reporting deadlines
- AP Biz Mgmt for Product Strategies & Governance
- Career Step up as Regional Executive Director
- Excellent Worklife Balance & Multicultural Bkgrd
- As part of Senior Regional Management Team and report to Regional Head of Investment & Product/DPM Asia (covering Advisory, Discretionary Portfolio Management and product specialists/research)
- Oversight Biz Mgmt with focus in Investment & Product Strategies/Governance in AP by collaborating with HQ
- Project lead to review & implement procedures and controls across Investment & Product Solutions to ensure adherence of regulatory, governance and platform changes initiatives
- Est. European Private Wealth Mgmt Franchise
- Regional Front Office Business Risk Management
- Hybrid work mode & Friendly Team Culture
As part of the Regional Business Risk Management Function tasked with the following mission
- Oversight front office daily activities to ensure fulfilment of regulatory compliance and governance
- Gate keeper to ensure product suitability & selling process
- AP Strategic Transformation Project Mgmt
- Ample of Biz & Senior Management Exposure
- Enhancement of Avaloq banking applications
- As part of the senior management function to drive and implement all strategic initiatives across the region
- Assume the role as PM to oversight/drive process improvements including automation/streamlining, fintech/ebanking for Asia region to facilitate regulatory initiatives & future business strategic growth
- Evaluate biz impacts and conduct gap analysis of business and operational processes to ensure that they are in line with Head office processes
- Global Bank Strategic Biz & Project Mgmt Support
- Expansion Contract/Perm Regional Headcounts
- Multicultural & Lots of Learning Opportunity
- Support Regional Business & Project Management Team
- Facilitate timely production of management reports; coordination of meetings with stakeholder from front to back office across AP & HQ
- Assist in project coordination/communication related to new business development, regulatory and digitalisation initiatives
- Stable International Private Banking Platform
- Operations and Account Data Control
- People Management & Excellent Worklife Balance
The jobholder supervises a team to -
- Oversight private banking business operations control; account services & documentation functions including new accounts opening, account maintenance/closure, static data maintenance to hold mail and physical materials arrangement
- Ensure quality corporate administrative support to front office private bankers and sales assistant
- Ensure timely deliverables to ensuring the fulfilment of regulatory and corporate governance by working closely with front office, operations and compliance/risk departments
- Dynamic Trade Support & Portfolio Support
- Comprehensive & Competitive Benefits
- Global PWM & Asset Management platform
- Ensure timely production of trade booking/reconciliation; continuous monitoring of corporate action/operations issues
- Tackle front office traders / portfolio managers enquiries related to trade related aspects
- Active participation in continuous process/system enhancement to cater for innovation, new markets/products initiatives
- Most Sustainable & Established Global Private Bank
- Expansion Transaction Monitoring/STR Headcounts
- Regional FCC/AML Compliance Dept
As part of the Regional FCC function, the successful job holder will be accountable for
- Report to Head of FCC and partner with a small professional team of 3
- Transaction Monitoring, STR & Continuous Enhancement of AML Procedures and System/Tools Review
- Investigation of trigger events/alerts to ensure the fulfilment of regulatory/corporate governance