- 2 Year Renewable Contract (full benefits)
- Stable working environment
- Dynamic and Growing Business
Our Client
Job Duties
- Support the Head of Legal on all commercial and compliance matters for the HK & Macau businesses
- This includes contract review and management, drafting and review of distribution agreements, reviewing and implementing compliance programs, and conducting relevant research
- Collaborate closely with internal business and corporate functions
- Take on other legal administrative matters
Requirements
- Diploma or Degree holder with at least 5 years commercial legal support experience at established institutions. Experience at MNC legal department an advantage
- Fluent in both spoken and written English and Chinese (Mandarin and Cantonese)
- Proficient in MS application and Chinese word processing
- High level of accuracy and strong team player
Category : AML, Legal & Compliance 
Industry :
Healthcare & Pharmaceutical
You may also interested in......
- KYC/SOW Specialists for COB/Periodic Review
- Multiple Expansion Contract & Permanent Headcounts
- Global Private Bank with Excellent Worklife Balance
Job Duties
- Bridge between Front office and Compliance/AML team for COB & PR Cases
- Case management with full accountability to prepare KYC/SOW to ensure fulfilment of HKMA AML/CFT regulatory requirements
- Assume 1.5 LOD to advise FO on any KYC/EDD related matters for low to high risk clients across the region
- Regulatory Compliance & Risk Review
- Regional 1.5 or 2nd Line of Defense
- Promising APAC Compliance Career & Good Hours
Job Duties
- Report to Regional Head of Compliance & Risk
- Accountable for conducting 1.5 line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with front office, investment, OR & Compliance professionals
- Gatekeeper to ensure fulfilment of HKMA regulatory requirements
- Global Private Banking Group
- Excellent Worklife Balance & Job Security
- Regulatory Compliance Testing & Control
Job Duties
- Report to North Asia Head of Compliance
- Conduct periodic compliance testing & thematic audit to ensure daily activities of HK Branch adhere to the regulatory requirements including HKMA/SFC/MAS and corporate governance
- Review and oversight the effective implementation of control programs through ongoing review, monitoring and surveillance, investigation and reporting
- Business Risk & Regulatory Compliance Review
- Regional 1st line of Defense Business Risk Mgmt
- Hybrid work mode & Multi-cultural Environment
Job Duties
- Report to the Head of Business Risk
- Accountable for conducting 1st line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with the front office, investment, OR & Compliance professionals
- Gatekeeper to ensure fulfilment of HKMA regulatory requirements
- Global Private Bank
- KYC/SOW & Account Opening Approval
- Contract Compliance & Risk Management
Job Duties
As part of the Business Risk and Compliance North Asia Team. You will play a key part in
- conducting KYC due diligence, account opening approval, AML investigations, and ensuring compliance with SOW requirements.
- managing regulatory reporting, handling client onboarding procedures, and supporting various risk-related initiatives.