- Global Private Banking Platform
- Good Work-Life Balance
- Promising Career under COO Office
Our Client
Appointed by the most respectable family owned European Private Bank & Asset Management group, receiving strong credit rating of A+ and established presence with 500 employees in HK/North Asia Branch to search for processes and operational management specialist.
Job Duties
- As the SME to support the optimization process in COO Office
- Working closely with regional and global groups on regulatory reporting – including trade / OTC derivatives reporting, FATCA/AEOI related reporting
- Ensure data accuracy and meet the reporting deadlines
- Working closely with Compliance on relevant regulatory surveys
- Experience in detecting risks and issues and implement effective controls. Resolve operational issues with the relevant parties as and when they arise
- As the key senior team members to handle all operational related queries
Requirements
- Bachelor degree holder with Economics or Finance related disciplines
- 6 years+/- relevant regulatory reporting and process re-engineering experience, preferably from Private Bank or regulated licensed bank
- Possesses excellent interpersonal, communication and organizational skills
- Self-driven and able to work independently
- Good PC skills especially relevant to reporting and monitoring tasks
- Speaks fluently in English and Mandarin
- Great Exposures to Client Onboarding
- Client Service & Administrative Experience
- International Private Banking Platform
- Conduct the client due diligence review including source of wealth, account-related documents, KYC profiles and name screening results
- Conduct name screening via different systems such as World Check, Factiva, internal and external systems
- Check investigation alerts that called for extensive liaison with the front office, compliance and respective stakeholders
- Regional exposures and stable platform
- Friendly working culture
- Promising career development
- As part of the Regional CDD Team under the COO Office, this job holder will be responsible for:
- Accountable for client onboarding for low to high-risk corporate and institutional clients Conduct end-to-end KYC / PEP and comprehensive CDD / EDD assessment in accordance with HKMA regulatory requirements/corporate governance
- Serve as the bridge between front office and compliance to tackle AML/FCC-related issues
- Global Private Equity Investment Manager
- Regional Investment Risk Oversight
- Promising Exposure with Competitive Benefits
In this role, you will be responsible for monitoring and analyzing investment risks across a diverse portfolio of assets. You will work closely with senior management and fund managers to develop risk management strategies and ensure compliance with regulatory requirements. Participate in ad-hoc global/regional projects to facilitate the new fund launch in the Greater China region.
- Expansion North Asia Headcount
- Transformation & Project Management
- MNC, Fintech & Financial Institutions
You will be responsible for analyzing business requirements, identifying needs, and translating them into effective technology solutions. You will collaborate with cross-functional teams to specify system requirements, design and implement solutions, and provide ongoing support and guidance throughout the development process.
- Cross Asset Classes of Dealing Team Lead
- Global Banking with Comprehensive Bank Benefits
- Excellent Worklife Balance & Job Security
- Reporting to Regional Head of Dealing & partner with professional team of cross asset classes of investment advisors
- Accountable for timely equities, fixed income and structured products trade execution by collaborating with experienced private bankers for external UHNW families & clients for AP/Greater China region
- Facilitate regional and global new business/products and regulatory related initiatives