CPLI0315BC120JL
  • Global Industry Leader with over 13000 employees
  • APAC In-House Legal Transaction Nego & Advisory  
  • Hybrid Work Mode & Worklife Balance

Our Client

Representing Global Risk Management Industry Leader with AA-Credit Rating to search for Regional Transaction Lawyer

Job Duties

  • Report to the North Asia Regional Head of Legal Counsel
  • Key member of transaction team to provide legal guidance & advisory support to complex structures
  • Accountable for end to end phases from reviewing, derivatives structuring, legal drafting, negotiation and implementation
  • Facilitate the strengthening of transactional knowledge management and legal framework in accordance to corporate and regulatory requirements by working closely with product and compliance teams across APAC
  • Support regional/global legal & compliance related initiatives

Requirements

  • Qualified lawyer with PQE 5 years+/- experience
  • Profound understanding of diversified transactional structures, cross-border issues, derivatives/ structured finance and collateral structures
  • Proven drafting, negotiation, influencing and legal project management expertise
  • Passionate to excel in a multi-cultural environment
  • Highly proficient in written & spoken English & Mandarin 
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Industry : Banking & Finance
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  • Regulatory Compliance Testing & Control

 

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  • Report to North Asia Head of Compliance
  • Conduct periodic compliance testing & thematic audit to ensure daily activities of HK Branch adhere to the regulatory requirements including HKMA/SFC/MAS and corporate governance 
  • Review and oversight the effective implementation of control programs through ongoing review, monitoring and surveillance, investigation and reporting 
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  • Regional 1st line of Defense Business Risk Mgmt
  • Hybrid work mode & Multi-cultural Environment
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  • Report to the Head of Business Risk
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  •  KYC/SOW & Account Opening Approval
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As part of the Business Risk and Compliance North Asia Team. You will play a key part in

  • conducting KYC due diligence, account opening approval, AML investigations, and ensuring compliance with SOW requirements.
  • managing regulatory reporting, handling client onboarding procedures, and supporting various risk-related initiatives.
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  • Travel Arrg, Legal Documentation & Billing
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  • Report to Partners with specialization in Financial Institution, M&A and Investment Management transactions
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  • Oversight Regulatory Affairs & Central Compliance
  • Excellent job security and worklife balance

 

Job Duties
  • As part of the core team members to oversight Regulatory Affairs Compliance issues
  • Assume the subject matter expert on any regulatory changes and faciliate the proper implementation of procedures & policies
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