Category
Industry
Salary Range
- Regional exposures and stable platform
- Friendly working culture
- Promising career development
- As part of the Regional CDD Team under the COO Office, this job holder will be responsible for:
- Accountable for client onboarding for low to high-risk corporate and institutional clients Conduct end-to-end KYC / PEP and comprehensive CDD / EDD assessment in accordance with HKMA regulatory requirements/corporate governance
- Serve as the bridge between front office and compliance to tackle AML/FCC-related issues
- Global Private Banking Group
- Excellent Worklife Balance & Job Security
- Regulatory Compliance Testing & Control
- Report to North Asia Head of Compliance
- Conduct periodic compliance testing & thematic audit to ensure daily activities of HK Branch adhere to the regulatory requirements including HKMA/SFC/MAS and corporate governance
- Review and oversight the effective implementation of control programs through ongoing review, monitoring and surveillance, investigation and reporting
- Business Risk & Regulatory Compliance Review
- Regional 1st line of Defense Business Risk Mgmt
- Hybrid work mode & Multi-cultural Environment
- Report to the Head of Business Risk
- Accountable for conducting 1st line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with the front office, investment, OR & Compliance professionals
- Gatekeeper to ensure fulfilment of HKMA regulatory requirements
- Global Private Bank
- KYC/SOW & Account Opening Approval
- Contract Compliance & Risk Management
As part of the Business Risk and Compliance North Asia Team. You will play a key part in
- conducting KYC due diligence, account opening approval, AML investigations, and ensuring compliance with SOW requirements.
- managing regulatory reporting, handling client onboarding procedures, and supporting various risk-related initiatives.
- Global Private Equity Investment Manager
- Regional Investment Risk Oversight
- Promising Exposure with Competitive Benefits
In this role, you will be responsible for monitoring and analyzing investment risks across a diverse portfolio of assets. You will work closely with senior management and fund managers to develop risk management strategies and ensure compliance with regulatory requirements. Participate in ad-hoc global/regional projects to facilitate the new fund launch in the Greater China region.
- Global Private Bank HK North Asia Branch
- Sales Support Leader & Business Management
- Competitive Bonus & Promising Career
- Report to Head of Business Management to ensure the smooth operations of daily business activities
- Manage a team of Client Service Associate and Sales Support from hiring, coaching and mentoring to ensure the daily business activities fulfill the regulatory & corporate governance
- Oversight the performance of sales support
- Oversight Liquidity, Treasury & Market Risk
- Bank Wide Asset & Liability Management
- Friendly Int’l Culture & Worklife Balance
- As Part of the Regional Risk Management Team & support ALM Committee
- Continuous review of Market risk, liquidity risk and counterparty risk management framework to ensure fulfilment of group policies and HKMA/MAS regulatory requirements
- Conduct daily monitoring and reporting of market risk, counterparty credit and liquidity risk positions
- World’s Most Admired European Bank
- Office Administration and Business Continuity
- Worklife Balance, Great Benefits & Friendly Team
- As part of North Asia Regional COO Management team and report Head of Office Management
- Maintenance of Business Continuity cross FTB Offices from identifying critical functions; conducting business impact analysis to cater for environmental, social and pandemic related crisis
- Oversight the Physical Security, Safety and Access Control of HK Branch by closely monitoring the service standards of vendors
- Tier 1 Global Private Wealth Management Banks
- Regional Credit Underwriting & Operations
- Excellent Work-Life Balance & Bank Benefits
- As part of the Regional Credit Solutions team
- Conduct credit underwriting and risk assessment in accordance to regulatory & corporate governance
- Ensure timely processing of credit documentation, collaterals and on-going monitoring
- In-House Technical Risk and IT Security
- Expansion Regional Hire with Rewarding Career
- Friendly Int’l Platform with Worklife Balance
- Assume 1st line or 2nd line of technical risk assessments from driving risk mitigation, tracking and reporting
- Ensure compliance of HKMA / SFC regulatory requirements and Corporate Governance
- Identify technical risk and implement control measures by collaborating with group & regional stakeholders across IT, security, risk, audit and compliance departments
- Regional Investment & Operational Risk
- Established Global Active Investment Manager
- Promising Learning & Career Opportunity
- As part of the Asia Pacific Risk Management Team
- Accountable for identifying potential investment/OR risk by working closely with portfolio management/investment teams, tech/operations, legal & compliance, depts
- Conduct periodic risk assessment/stress test to ensure fulfilment of regulatory and corporate governance
- Most Admired Global Private Banking Franchises
- Friendly Int’l Platform with Worklife Balance
- Group Risk Mgmt including OR, Regulatory & IT
- As part of 2nd line of defense to conduct periodic review & formulate effective control in accordance to regulatory requirements & corporate governance
- Conduct gap analysis; formulate control process/policies and KRI indicators by working in close partnership with compliance/audit teams & 1st line of BR
- Accountable for driving thematic reviews in particular with issues related to IT risk, cyber security, PDPO, outsourcing and BCP etc.
- Regulatory & Central Compliance
- Friendly Int’l Private Bank
- Excellent Worklife Balance & Multicultural Background
- As part of the regulatory & central compliance team for the HK branch
- Accountable for staff licensing, employees trading activities and monitoring entertainment & gift activities
- Advise business and internal stakeholders on related HKMA regulatory issues
- Business Risk & Regulatory Compliance Review
- Regional 1st line of Defense Business Risk Mgmt
- Hybrid work mode & Multi-cultural Environment
- Report to Regional Head of Business Risk
- Accountable for conducting 1st line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with front office, investment, OR & Compliance professionals
- Gatekeeper to ensure fulfilment of HKMA regulatory requirements
- World’s Most Admired European Private Bank
- Business Continuity Planning & Physical Security
- Promising Regional Career with Worklife Balance
- As part of North Asia Regional COO Management team and report Head of Corporate Services/BCM
- Review of BCP policies across FTB Offices from identifying critical functions; conducting business impact analysis to ensuring business continuity to cater for pandemic, environmental and social related crisis
- Oversight & ensure Physical Security programs fulfils corporate governance and regulatory compliance requirements by working closely with vendors