- Expansion North Asia Headcounts
- KYC/Client Documentation Compliance Function
- Friendly International Private Banking Group
Our Client
Representing the most sustainable European Based Private Bank to search for KYC Client Documentation Senior Associate/Manager for the North Asia Branch
Job Duties
- Report to the North Asia Head of KYC Compliance
- Accountable for managing KYC/Client Documentation by partnering with a team of professionals
- Assume the KYC Compliance SME to ensure the fulfilment of HKMA regulatory/corporate governance
- Facilitate ad-hoc Internal Audit and Regulatory Examination on KYC
Requirements
- Degree holder with 5years+ solid experience KYC/CDD or AML/Compliance
- Hands on experience in managing new and periodic accounts approval
- Prior experience in Private Bank is critical
- Good understanding of HKMA/AML regulatory requirements
- Self-motivated team player with excellent analytical and problem solving skills
- Strong proficiency in English and Mandarin is highly desirable
- Global Private Bank & Night Shift Dealing
- US Equities & FX Options Market coverage
- Excellent Worklife Balance & Bank Benefits
- Report to North Asia Head of Front Office
- Accountable for timely US equities, structured products and FX option trade execution by directly working with external UHNW families & clients for AP/Greater China region
- Provide quality client service and trade support to ensure fulfilment of HKMA /SFC compliance requirements
- Great Exposures to Client Onboarding
- Client Service & Administrative Experience
- International Private Banking Platform
- Conduct the client due diligence review including source of wealth, account-related documents, KYC profiles and name screening results
- Conduct name screening via different systems such as World Check, Factiva, internal and external systems
- Check investigation alerts that called for extensive liaison with the front office, compliance and respective stakeholders
- Regional exposures and stable platform
- Friendly working culture
- Promising career development
- As part of the Regional CDD Team under the COO Office, this job holder will be responsible for:
- Accountable for client onboarding for low to high-risk corporate and institutional clients Conduct end-to-end KYC / PEP and comprehensive CDD / EDD assessment in accordance with HKMA regulatory requirements/corporate governance
- Serve as the bridge between front office and compliance to tackle AML/FCC-related issues
- Global Private Equity Investment Manager
- Regional Investment Risk Oversight
- Promising Exposure with Competitive Benefits
In this role, you will be responsible for monitoring and analyzing investment risks across a diverse portfolio of assets. You will work closely with senior management and fund managers to develop risk management strategies and ensure compliance with regulatory requirements. Participate in ad-hoc global/regional projects to facilitate the new fund launch in the Greater China region.
- Expansion North Asia Headcount
- Transformation & Project Management
- MNC, Fintech & Financial Institutions
You will be responsible for analyzing business requirements, identifying needs, and translating them into effective technology solutions. You will collaborate with cross-functional teams to specify system requirements, design and implement solutions, and provide ongoing support and guidance throughout the development process.