CPLI1223XB567JL
  • Leading Insurance Group
  • Life insurance and fintech 
  • AML & Regulatory focused

Our Client

Job Duties

  • Conduct regular compliance review to ensure compliance with regulatory requirements and Company Compliance Policies and recommends enhancements/corrective actions
  • Monitor the implementation of anti-money laundering guidelines and other compliance policies and procedures, identifies gaps and recommends corrective actions
  • Assess compliance risks in new business initiatives and provides advice on measures to appropriately address these compliance risks        
  • Coordinate with regulators in any inquiries by maintaining active dialogues with the regulators and promptly providing information as requested
  • Provide advice to business units on compliance-related issues
  • Enhance knowledge across the organization relating to legal/regulatory/corporate obligations with communication and education programs

Requirements

  • University degree with minimum 8 years’ experience in corporate and regulatory compliance, focus on insurance compliance
  • Good knowledge in insurance distribution compliance related to training and communication, investigation, dealings with regulators
  • Sound knowledge with relevant laws and regulations e.g. IA, PDPO, etc
  • Excellent communication, interpersonal and influencing skills
  • Excellent command of written and spoken English and Chinese
  • Those with less experience will be considered as Assistant Manager
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Industry : Banking & Finance
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