- Leading Insurance Group
- Life insurance and fintech
- AML & Regulatory focused
Our Client
Job Duties
- Conduct regular compliance review to ensure compliance with regulatory requirements and Company Compliance Policies and recommends enhancements/corrective actions
- Monitor the implementation of anti-money laundering guidelines and other compliance policies and procedures, identifies gaps and recommends corrective actions
- Assess compliance risks in new business initiatives and provides advice on measures to appropriately address these compliance risks
- Coordinate with regulators in any inquiries by maintaining active dialogues with the regulators and promptly providing information as requested
- Provide advice to business units on compliance-related issues
- Enhance knowledge across the organization relating to legal/regulatory/corporate obligations with communication and education programs
Requirements
- University degree with minimum 8 years’ experience in corporate and regulatory compliance, focus on insurance compliance
- Good knowledge in insurance distribution compliance related to training and communication, investigation, dealings with regulators
- Sound knowledge with relevant laws and regulations e.g. IA, PDPO, etc
- Excellent communication, interpersonal and influencing skills
- Excellent command of written and spoken English and Chinese
- Those with less experience will be considered as Assistant Manager
Category : AML, Legal & Compliance 
Industry :
Banking & Finance
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