- Expansion AP Headcount with Int’l Private Equity
- Investment Compliance Advisory
- Oversight Regulatory & Clients Mandates
Our Client
Global top ranking US based VC/ Private equity group managing over 11 funds in the Greater China region with over US 1.2 trillion of asset/shares, to search for experienced Compliance Associate /AD for HK regional hub.
Job Duties
Report directly to the Regional Head of Compliance
- Tasked with the mission to support the development, implementation, testing and enforcing the firm's compliance programs
- Provide compliance advisory to Portfolio Managers across the region to ensure the fulfilment of SFC, SEC regulatory requirements and client mandates
- Serve as the compliance SME from pre-investment DD, valuation, structuring and on-going monitoring
- Oversight the firm’s marketing, IR and fund raising activities by working closely with headquarters
- Prepare regulatory filings and review of accounts for mandate compliance
Requirements
- Well qualified graduate in legal, accounting, finance or related disciplined
- 4years+/- relevant compliance experience earned, ideally with int’l private equity and SFC regulated entities
- Good understanding of private equity business is essential
- Strong analytical and communication skill in English and Mandarin
- Proven capability to work with deal team and in a multicultural environment
Category : AML, Legal & Compliance 
Industry :
Banking & Finance
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