CPLI1012BB972JL
  • Global Industry Leader in Private Banking
  • In-House Legal Advisory & Drafting
  • Rewarding Career Path & Worklife Balance

Our Client

Most sustainable Global European Private Bank with credit rating of Aa2 and total AUM of USD 290 Billion is search for Legal Counsel.

Job Duties

  • Report to the North Asia Regional Head of Legal Counsel
  • Accountable for providing legal advisory and drafting/vetting of contracts to ensure the fulfilment of HKMA requirements
  • Responsible for the negotiation/review of investment product & distribution agreements by working in close partnership with business/product team & external lawyers 
  • Facilitate any regional/global legal & compliance related initiatives

Requirements

  • Qualified lawyer with 6 years+/- private practice or in-house experience
  • Familiar with HKMA requirement is highly essential
  • Good understanding of private banking business is a definite advantage
  • Independent, professional and driven
  • Highly proficient in written & spoken English 
APPLY NOW
Industry : Banking & Finance
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  • Global Private Banking Group 
  • Excellent Worklife Balance & Job Security 
  • Regulatory Compliance Testing & Control

 

Job Duties
  • Report to North Asia Head of Compliance
  • Conduct periodic compliance testing & thematic audit to ensure daily activities of HK Branch adhere to the regulatory requirements including HKMA/SFC/MAS and corporate governance 
  • Review and oversight the effective implementation of control programs through ongoing review, monitoring and surveillance, investigation and reporting 
  • Business Risk & Regulatory Compliance Review
  • Regional 1st line of Defense Business Risk Mgmt
  • Hybrid work mode & Multi-cultural Environment
Job Duties
  • Report to the Head of Business Risk
  • Accountable for conducting 1st line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with the front office, investment, OR & Compliance professionals
  • Gatekeeper to ensure fulfilment of HKMA regulatory requirements
  •  Global Private Bank
  •  KYC/SOW & Account Opening Approval
  • Contract Compliance & Risk Management 

 

Job Duties

As part of the Business Risk and Compliance North Asia Team. You will play a key part in

  • conducting KYC due diligence, account opening approval, AML investigations, and ensuring compliance with SOW requirements.
  • managing regulatory reporting, handling client onboarding procedures, and supporting various risk-related initiatives.
  • Global Ranking Int’l Law Firms
  • Trilingual Legal Secretary for Capital Mkts & PE
  • Travel Arrg, Legal Documentation & Billing
Job Duties
  • Report to Partners with specialization in Financial Institution, M&A and Investment Management transactions
  • Accountable for calendar management & demanding travel arrangement
  • Manage intensive back to back meeting schedules across GC, AP and HQ
  • Top Ranking Pure Play Global Private Bank
  • Oversight Regulatory Affairs & Central Compliance
  • Excellent job security and worklife balance

 

Job Duties
  • As part of the core team members to oversight Regulatory Affairs Compliance issues
  • Assume the subject matter expert on any regulatory changes and faciliate the proper implementation of procedures & policies
  • Provide active advisory to business and senior management on any regulatory changes and implications to business