CPLI1202BB997JL
  • Global Industry Leader in Private Banking
  • In-House Legal Advisory & Drafting
  • Rewarding Career Path & Worklife Balance

Our Client

Most sustainable Global European Private Bank with credit rating of Aa2 and total AUM of USD 290 Billion to search for Legal Counsel.

Job Duties

  • Report to the North Asia Regional Head of Legal Counsel
  • Provide corporate & legal advisory to issues related to licensing; investment product distribution/authorization, account opening and related issues in accordance to banking/SFC ordinance
  • Responsible for drafting & reviewing commercial agreements and contracts by working in close partnership with senior management, business/product team & external lawyers
  • Facilitate any regional/global legal & compliance related initiatives

Requirements

  • Qualified lawyer with PQE 4 years+/- experience
  • Knowledge of HKMA and SFC requirement is highly desirable
  • Understanding of private banking & capital markets is a definite advantage
  • Passionate to excel in a multi-cultural environment
  • Highly proficient in written & spoken English
APPLY NOW
Industry : Banking & Finance
You may also interested in......
  • Business & Regulatory Risk Management 
  • Drive Regional Surveillance Projects
  • Healthy Work life Balance & Job Security 
Job Duties
  • Report to the North Asia Head of Business Risk
  • Accountable for conducting regulatory & thematic business risk assessment including product suitability, cross border, pricing, selling process, transaction review by collaborating with the front office, investment, compliance and audit teams across the region
  • Responsible for voice log review and transaction monitoring to ensure the fulfilment of HKMA/SFC regulatory requirements
  • Reputable Global Private Banks
  • Internal Surveillance & Regional Project
  • Good Benefits & Worklife Balance

 

Job Duties
  • Tasked with the mission to protect the bank from internal fraud and critical data breaches
  • Accountable for monitoring the email communications and attachments
  • Facilitate related investigation by working closely with internal/external stakeholders across compliance and audit teams
  • Solid AML/KYC/SOW experience with Private Banks
  • Friendly & Supportive International Corporate Culture
  • Excellent Job Security & Competitive Package
Job Duties
  • Responsible for KYC and Client Due Diligence for low to high risk HNW Private Clients
  • Source of Wealth assessment and review for new clients, ensuring the compliance with HKMA/AML regulatory requirement and corporate governance
  • Serve as the subject matter expert to advise and review KYC/Client Life Cycle requirements for the Front Office
  • Global Top Tier Law firms 
  • Legal Mgrs with 3-5 yrs PEQ
  • IPOs & capital mkts transactions 
Job Duties
  • Provide legal guidance on IPO and capital markets transactions. 
  • Collaborate with diverse internal/external stakeholders to ensure compliance and perfection in legal documentation. 
  • Draft, review, and negotiate crucial legal agreements related to corporate finance. 
  • Multiple Expansion Headcounts with Int’l Private Banks
  • COB/CDD/SOW Review in accordance to HKMA/MAS
  • Excellent Job Security & Comprehensive Bank Benefits
Job Duties
  • Conduct comprehensive KYC and client onboarding for high net worth clients, from low to high risk
  • Perform source of wealth (SOW) review, client account profiles analysis and facilitate clearance of adverse findings
  • Ensure adherence to corporate governance and HKMA/MAS AML regulatory requirements