CPLI1202BB997JL
  • Global Industry Leader in Private Banking
  • In-House Legal Advisory & Drafting
  • Rewarding Career Path & Worklife Balance

Our Client

Most sustainable Global European Private Bank with credit rating of Aa2 and total AUM of USD 290 Billion to search for Legal Counsel.

Job Duties

  • Report to the North Asia Regional Head of Legal Counsel
  • Provide corporate & legal advisory to issues related to licensing; investment product distribution/authorization, account opening and related issues in accordance to banking/SFC ordinance
  • Responsible for drafting & reviewing commercial agreements and contracts by working in close partnership with senior management, business/product team & external lawyers
  • Facilitate any regional/global legal & compliance related initiatives

Requirements

  • Qualified lawyer with PQE 4 years+/- experience
  • Knowledge of HKMA and SFC requirement is highly desirable
  • Understanding of private banking & capital markets is a definite advantage
  • Passionate to excel in a multi-cultural environment
  • Highly proficient in written & spoken English
APPLY NOW
Industry : Banking & Finance
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Job Duties

As part of the Business Risk and Compliance North Asia Team. You will play a key part in

  • conducting KYC due diligence, account opening approval, AML investigations, and ensuring compliance with SOW requirements.
  • managing regulatory reporting, handling client onboarding procedures, and supporting various risk-related initiatives.
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  • Report to Partners with specialization in Financial Institution, M&A and Investment Management transactions
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  • Excellent job security and worklife balance

 

Job Duties
  • As part of the core team members to oversight Regulatory Affairs Compliance issues
  • Assume the subject matter expert on any regulatory changes and faciliate the proper implementation of procedures & policies
  • Provide active advisory to business and senior management on any regulatory changes and implications to business
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  • Hybrid Work Mode & Worklife Balance
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  • Report to the North Asia Regional Head of Legal Counsel
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  • Accountable for end to end phases from reviewing, derivatives structuring, legal drafting, negotiation and implementation
  • Global European Private Bank
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  • Perform annual risk assessment to identify key risk areas that need to be monitored.
  • Report to North Asia Head of Compliance
  • Accountable for HKMA regulatory risk assessment