- KYC/CDD/AML for New & Periodic Review
- Expansion Asia Pacific Regional Hire
- International Institutional Culture
Our Client
To cater for the institutional & intermediaries business expansion in Asia Pacific Region, we’ve been appointed by a European Based Global Asset Manager, hiring 600 investment professionals across 20 countries worldwide with total AUM of over EUR 550 Billion+ to search for experienced KYC/CDD talents.
Job Duties
- As part of the Regional KYC/CDD team
- Accountable for managing new and periodic CDD/KYC assessment for low to high risk institutional and intermediaries’ clients
- Conduct PEP, sanctions, adverse news and STR review, etc.
- Bridge Between front office and compliance to resolving any KYC/AML related issues
- Ensure fulfilment of SFC, Regional Regulatory and Global Corporate Governance
- Participate in regional and global projects related to
Requirements
- With 4 years +/- relevant CDD/KYC/AML experience earned from asset management companies
- Proven competency to resolve/manage CDD/AML issues for institutional clients
- Strong stakeholder and communication skills
- Adaptive to working in a multicultural asset management environment
Category : Asset Management 
Industry :
Banking & Finance
You may also interested in......
- Top-Tier International asset management
- Front Office Sales Support & Client Service
- Healthy Worklife & Established Platform
Job Duties
- Sales Support: As part of the front office to resolve daily queries from private banks and retail distributors
- CRM Management: Log clients’ engagements, meeting minutes, and sales activity logs in Salesforce
- Event Execution: Oversee end-to-end event management, including Portfolio Managers’ roadshows, distributor seminars, and branch roadshows.
- Strong Brand with Promising Career
- Friendly, Supportive & Collaborative Int’l Team
- Outstanding Benefits and WFH Policy
Job Duties
What You Will Do:
- Drive Growth: Identify and cultivate new business from retail banks and wealth management platforms in Hong Kong.
- Manage Key Accounts: Maintain and strengthen existing distribution relationships, ensuring products constantly rank as a core part of their recommended lists.
- Technical Advisory: Effectively communicate the investment philosophies, strategies and market outlook to clients. Assuming the bridge between investment manager & clients. Building trust through expertise.
- APAC Institutional Client Service & Account Mgmt
- Global Asset Manager & Private Credit Investment
- Hybrid Work Mode & Dynamic Investment Expo
Job Duties
As part of the Regional Institutional Client Service & Account Management functions in AP and you’ll be tasked with the following accountabilities:
- Identifying business development opportunities, facilitating investor due diligence, managing end to end pre/post sales process by collaborating with key stakeholders including institutional sales, fund manager, product specialists and legal & compliance
- Assume the key contact point from conducting portfolio review, on-going investment communication and tackling any operational related enquiries etc to ensure the fulfilment of SLA
- Understand clients’ investment strategies based on the current capital market landscape and facilitate timely execution
- Responsible Officer and MIC for APAC Hub
- Global Private Credit/Debt Investment Manager
- Promising and Rewarding Career
Job Duties
- Assume one of the senior roles and founding members for the Asia Hub in HK
- Being the Responsible Officer/ Manager in charge accountable for the overall management oversight
- Oversight the investment team and ensure trade orders are executed in an accurate, timely and effective manner
- Global Active & Alternative Investment Mgmt Grp
- Expansion Greater China Intermediary Sales Headcount
- Promising Career and Rewarding Benefits
Job Duties
- As part of the regional sales team and you’ll be accountable for cultivating and networking with China Intermediaries including retail banks, private banks and financial advisors
- Facilitate comprehensive sales and distribution effort by analyzing clients’ profiles; customizing investment solutions to conducting events/road shows
- Collaborate with regional investment, product and marketing team to ensure successful execution of sales strategies and fulfilment of targets