CPLI0719BC073JL
  • Global Private Bank
  • Director in Charge of KYC/AML Team
  • Worklife Balance! Competitive Offer & Sign-On Bonus

Our Client

Representing one of the most est. European Based Private Banks with over 150 years+ of PWM track record, hiring over 250+ employees in HK North Asia Branch region to search for Head of KYC/AML.

Job Duties

  • Report to HK Branch Head of Compliance
  • Team head in charge of supervising a team of 5-6 KYC specialists
  • Oversight KYC/CDD to ensure the fulfilment of HKMA regulatory requirements related to AML, CFT, sanctions and other financial crimes. Timely review of KYC/AML control and related procedures to conducting gap analysis with any regulatory/governance changes
  • Serve as the lead to Manage internal / external audits and regulatory inquiries
  • Serve as the key consultant to advise senior management and LOB on any KYC/AML/CFT aspects
  • Assume the key member to facilitate global & local AML/KYC; system/process improvements projects

Requirements

  • Well qualified graduate with 10 years+ KYC, AML and Compliance related projects earned from int’l private bank
  • Profound understanding of KYC/SOW and AML regulatory requirements
  • Strong people management and leadership skill
  • Good communication skill in English, Mandarin and Cantonese
APPLY NOW
Industry : Banking & Finance
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Job Duties

As part of the Business Risk and Compliance North Asia Team. You will play a key part in

  • conducting KYC due diligence, account opening approval, AML investigations, and ensuring compliance with SOW requirements.
  • managing regulatory reporting, handling client onboarding procedures, and supporting various risk-related initiatives.
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  • Report to Partners with specialization in Financial Institution, M&A and Investment Management transactions
  • Accountable for calendar management & demanding travel arrangement
  • Manage intensive back to back meeting schedules across GC, AP and HQ
  • Top Ranking Pure Play Global Private Bank
  • Oversight Regulatory Affairs & Central Compliance
  • Excellent job security and worklife balance

 

Job Duties
  • As part of the core team members to oversight Regulatory Affairs Compliance issues
  • Assume the subject matter expert on any regulatory changes and faciliate the proper implementation of procedures & policies
  • Provide active advisory to business and senior management on any regulatory changes and implications to business
  • Global Industry Leader with over 13000 employees
  • APAC In-House Legal Transaction Nego & Advisory  
  • Hybrid Work Mode & Worklife Balance
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  • Report to the North Asia Regional Head of Legal Counsel
  • Key member of transaction team to provide legal guidance & advisory support to complex structures
  • Accountable for end to end phases from reviewing, derivatives structuring, legal drafting, negotiation and implementation
  • Global European Private Bank
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  • Worklife Balance & Excellent Job Security
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  • Perform annual risk assessment to identify key risk areas that need to be monitored.
  • Report to North Asia Head of Compliance
  • Accountable for HKMA regulatory risk assessment