- Multiple Corporate Finance/IPO Openings
- Corporate Finance Execution-1, 4 & 6 activities
- Promising Career Path & Supportive Culture
Our Client
Multiple immediate openings with Hong Kong Based Investment & Financial Advisor to search for trilingual & experienced Corporate Finance VP/AVP.
Job Duties
Deal Execution: Drive end-to-end execution for IPOs, M&A, and capital raising projects across SFC Type 1, 4, and 6 regulated activities.
Front-Line Due Diligence: Conduct heavy-lifting financial analysis, industry research, and rigorous due diligence for potential transactions.
Regulatory Compliance: Prepare listing documents, announcements, and circulars in strict accordance with HKEX Listing Rules and SFC regulations.
Key Liaison: Act as a critical point of contact with regulators (SFC and HKEX) and professional intermediaries.
Origination Support: Structure high-impact pitch books and business proposals to win new mandates.
Requirements
The Background: 4+/- years of solid and steady employment experience in Corporate Finance. Proven Type 1,4 or 6 SFC activities. With Hands On IPO execution and M&A transactions track record is definitely required.
The Credentials: University degree in Finance, Accounting, or Economics. CPA or CFA qualification is highly preferred.
The Skillset: Good understanding of HKEX Listing Rules, Takeovers Codes, and SFC guidelines. Sound analytical mind with strong financial modeling and project management skills.
The Languages: Strong proficiency in written & spoken English, Mandarin, and Cantonese.
The Mindset: Sharp attention to detail, resilient under tight deadlines, and open to frequent regional business travel.
- SFC-licensed Responsible Officer (RO)
- Snr Mgmt Role -oversight Type 1, 4 & 6 activities
- Promising & Rewarding Career
Regulatory & Compliance Leadership (RO Duties):
- Reporting directly to the Managing Partner, you will bridge top-tier regulatory oversight with dynamic business growth.
- Act as an SFC RO to supervise the firm's Type 1, 4, and 6 regulated activities.
- Oversee daily operations to guarantee absolute compliance with SFC codes, the HKEX Listing Rules, the Takeovers Code, and all applicable legal frameworks.
- Boutique Asian Private Equity incorporated for 20 yrs
- EA to AP Managing Partner Investment Deal Team
- Multicultural & Professional Environment
- As the Executive Assistant, report to the founding member in charge of Investment Deal Team
- Responsible for calendar management & travel arrangement
- Manage intensive meeting schedule, setting up of VC & calls with external clients & senior management across the region & headquarters
- Solid PA exposures to C-Suites
- Promising platform
- Multicultural Exposures
The ideal candidate will be responsible for managing the Chairman's personal, family, and business affairs, ensuring smooth day-to-day operations and enabling the Chairman to focus on key strategic priorities. This is a unique opportunity to work closely with an influential business leader, especially in the Greater China region and be involved in various aspects of their professional and personal life.
- Coordinate the Group Chairman's personal & business schedules and appointments, ensuring seamless coordination with internal and external stakeholders.
- Organize domestic and international travel arrangements, including work visas, flights, accommodations, and transportation.
- Provide personal support to the Chairman, including managing personal errands, appointments, and family-related matters.
- Alternative Investment Specialist & Active Advisory
- Prestigious Global Private Bank & Asset Mgmt
- Rewarding Career with Competitive Benefits
- As part of the regional and global investment & product solution team to consult & drive alternative & active investment strategies
- Understand clients’ investment & risk appetite and provide customised investment strategies by fully collaborating with investment counterparts in HQ, Europe and Asia
- Offer timely insights across macro and secular themes to facilitate clients' investment decisions & portfolio review