Category
Industry
Salary Range
- Global Industry Leader with over 13000 employees
- APAC In-House Legal Transaction Nego & Advisory
- Hybrid Work Mode & Worklife Balance
- Report to the North Asia Regional Head of Legal Counsel
- Key member of transaction team to provide legal guidance & advisory support to complex structures
- Accountable for end to end phases from reviewing, derivatives structuring, legal drafting, negotiation and implementation
- Global European Private Bank
- HKMA Compliance Monitoring & Control
- Worklife Balance & Excellent Job Security
- Perform annual risk assessment to identify key risk areas that need to be monitored.
- Report to North Asia Head of Compliance
- Accountable for HKMA regulatory risk assessment
- SFC Regulated Global Asset Manager
- KYC/CDD/AML for New & Periodic Review
- Friendly International Culture & Good Hours
- As part of the AP Distribution Department to oversight regional KYC/CDD function
- Accountable for managing new and periodic CDD/KYC assessment for low to high risk institutional and intermediaries’ clients
- Conduct PEP, sanctions, adverse news and STR review etc.
- Oversight KYC and Client On-Boarding functions
- Good Working Hours & Comprehensive Benefits
- People Management & Global Private Bank
- Report to the Regional Head of KYC
- Assume team lead functions to oversight KYC and client onboarding for low to high risk cases
- Accountable for CDD Review to ensure fulfilment of regulatory, corporate governance
- Top Int’l Law Firm & Award Winner of M&A Deals
- Assist Senior Partner of Greater China Region
- Promising Career Exposure
As the Legal Assistant/Secretary, reporting to Senior Partner in Charge of M&A/Financial Markets; you will be accountable for
- Managing calendars, scheduling extensive meetings, appointments, and travel arrangements
- Preparing, organising and filing legal documents
- Conducting legal research and compile information for deal related preparation
- Global Private Bank HK North Asia Branch
- Sales Support Leader & Business Management
- Competitive Bonus & Promising Career
- Report to Head of Business Management to ensure the smooth operations of daily business activities
- Manage a team of Client Service Associate and Sales Support from hiring, coaching and mentoring to ensure the daily business activities fulfill the regulatory & corporate governance
- Oversight the performance of sales support
- Global Private Bank
- Director in Charge of KYC/AML Team
- Worklife Balance! Competitive Offer & Sign-On Bonus
- Report to HK Branch Head of Compliance
- Team head in charge of supervising a team of 5-6 KYC specialists
- Oversight KYC/CDD to ensure the fulfilment of HKMA regulatory requirements related to AML, CFT, sanctions and other financial crimes. Timely review of KYC/AML control and related procedures to conducting gap analysis with any regulatory/governance changes
- In-House Paralegal Opportunity w/Global Bank
- North Asia Commercial Litigation & Investigation
- Expansion Headcount & Good Learning Opportunity
- Report to Litgation Lawyer and faciliate commercial litigation, investigation and complaint cases
- Accountable for conducting legal resarch and consolidation of related document
- Assist in investigation process that called for extensive liaison with internal stakeholders from front to back office and external counsels
- Support general advisory matters related to account opening, data access and any regulatory related aspects
- HKMA Regulatory Compliance & Monitoring
- Promising Growth & Comprehensive Bank Benefits
- Supportive and friendly working environment
- Manage regulatory related investigation, self-assessments and on-site examination
- Oversight staff licensing & related enquiries from regulators
- Support regulatory advisory, general compliance and related enquiries that called for extensive liaison with Senior Management, line managers across FTB Offices and Headquarter
- Regional Compliance with Global Asset Manager
- Regulatory, Central and Investment Compliance
- Regional Exposure & Competitive Package
- Report to the Regional Compliance Manager
- Accountable for reviewing sales and marketing materials
- Responsible for SFC licensing application, staff dealing and CPT hours
- Top Ranking Pure Play Swiss Based Private Bank
- North Asia KYC/SOW and Compliance Function
- Promising Career & Comprehensive Bank Benefits
- Perform client due diligence review on account opening documents and source of wealth (SOW)
- Accountable for KYC for new/periodic clients including low to high risk
- Ensure all account opening documents are complied with Bank policy and HKMA regulations
- KYC/CDD/AML for New & Periodic Review
- Expansion Asia Pacific Regional Hire
- International Institutional Culture
- As part of the Regional KYC/CDD team
- Accountable for managing new and periodic CDD/KYC assessment for low to high risk institutional and intermediaries’ clients
- Conduct PEP, sanctions, adverse news and STR review, etc.
- Team Head of Auditor (SVP) for North Asia Branch
- Oversight Audit, Risk & Regulatory Compliance
- Rewarding Career & Promising Prospects
- Perform assessments of private banking business and processes to help formulating risk-based annual audit plan
- Independently plan and execute business and operational audits in accordance to defined audit methodology and standards
- Prepare audit findings and reports with sound recommendations to improve the design and effectiveness of internal controls across front to back offices
- Global Industry Leader in Private Banking
- In-House Legal Advisory & Drafting
- Rewarding Career Path & Worklife Balance
- Report to the North Asia Regional Head of Legal Counsel
- Provide corporate & legal advisory to issues related to licensing; investment product distribution/authorization, account opening and related issues in accordance to banking/SFC ordinance
- Responsible for drafting & reviewing commercial agreements and contracts by working in close partnership with senior management, business/product team & external lawyers
- In-House Technical Risk and IT Security
- Expansion Regional Hire with Rewarding Career
- Friendly Int’l Platform with Worklife Balance
- Assume 1st line or 2nd line of technical risk assessments from driving risk mitigation, tracking and reporting
- Ensure compliance of HKMA / SFC regulatory requirements and Corporate Governance
- Identify technical risk and implement control measures by collaborating with group & regional stakeholders across IT, security, risk, audit and compliance departments