- Top Ranking Pure Play Global Private Bank
- Oversight Regulatory Affairs & Central Compliance
- Excellent job security and worklife balance
Our Client
Searching for Regulatory Central Compliance Senior Manager with one of the most established Global Private Bank with 250 employees+ in North Asia Branch and operations in over 20 locations.
Job Duties
- As part of the core team members to oversight Regulatory Affairs Compliance issues
- Assume the subject matter expert on any regulatory changes and faciliate the proper implementation of procedures & policies
- Provide active advisory to business and senior management on any regulatory changes and implications to business
- Collaborate with internal stakeholders from self-assessment, complaints and external/internal audit
- Manage regulatory survey/reporting; licensing/registration and related enquiries on a timely basis
Requirements
- Bachelor's degree in Law, Finance, Business, or related field
- 8+ years of regulatory affairs compliance experience in banking
- Understanding of wealth management business is highly desirable
- Strong knowledge of HKMA/SFC regulations
- Excellent communication and problem-solving skills
- Ability to work collaboratively and manage projects effectively
Category : AML, Legal & Compliance 
Industry :
Banking & Finance
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