- Established subsidiary of HK Listed Group
- Report to General Counsel
- Stable work environment
Our Client
Job Duties
- Provide legal advice and support to different business units of the group in Hong Kong
- Prepare, review and advise on different type of commercial contracts
- Take part in compliance matters including assist in formulating and implementing internal policies and regulations
- Advise on litigation matters
- Assist in conducting training programs for compliance of the relevant laws and regulations
- Liaise and work with external legal advisors or consultants on a needed basis
- Provide legal support and take part in ad-hoc assignments and projects
Requirements
- A lawyer admitted in Hong Kong with at least 4 to 5 years’ post qualification experience, preferably with solid working experience in both litigation and commercial fields, and with some exposure to in-house teams
- Good drafting skills
- Confident to deal with different parties at all levels and are able to meet tight timeline and navigate through challenges and dilemmas
- Good interpersonal, communication and negotiation skills
- Proficient in written and spoken English and Chinese (including Putonghua)
- Conversant with PC and Microsoft Office application
Category : AML, Legal & Compliance
Industry :
Others
You may also interested in......
- Regulatory Compliance & Risk Review
- Regional 1.5 or 2nd Line of Defense
- Promising APAC Compliance Career & Good Hours
Job Duties
- Report to Regional Head of Compliance & Risk
- Accountable for conducting 1.5 line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with front office, investment, OR & Compliance professionals
- Gatekeeper to ensure fulfilment of HKMA regulatory requirements
- Global Private Banking Group
- Excellent Worklife Balance & Job Security
- Regulatory Compliance Testing & Control
Job Duties
- Report to North Asia Head of Compliance
- Conduct periodic compliance testing & thematic audit to ensure daily activities of HK Branch adhere to the regulatory requirements including HKMA/SFC/MAS and corporate governance
- Review and oversight the effective implementation of control programs through ongoing review, monitoring and surveillance, investigation and reporting
- Business Risk & Regulatory Compliance Review
- Regional 1st line of Defense Business Risk Mgmt
- Hybrid work mode & Multi-cultural Environment
Job Duties
- Report to the Head of Business Risk
- Accountable for conducting 1st line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with the front office, investment, OR & Compliance professionals
- Gatekeeper to ensure fulfilment of HKMA regulatory requirements
- Global Private Bank
- KYC/SOW & Account Opening Approval
- Contract Compliance & Risk Management
Job Duties
As part of the Business Risk and Compliance North Asia Team. You will play a key part in
- conducting KYC due diligence, account opening approval, AML investigations, and ensuring compliance with SOW requirements.
- managing regulatory reporting, handling client onboarding procedures, and supporting various risk-related initiatives.
- Global Ranking Int’l Law Firms
- Trilingual Legal Secretary for Capital Mkts & PE
- Travel Arrg, Legal Documentation & Billing
Job Duties
- Report to Partners with specialization in Financial Institution, M&A and Investment Management transactions
- Accountable for calendar management & demanding travel arrangement
- Manage intensive back to back meeting schedules across GC, AP and HQ