CPLI0607BB908VL
  • Join one of the region’s leading alternative asset managers
  • Rewarding career covering APAC entities
  • Leadership role for experienced candidate

Our Client

 

Job Duties

  • Lead the corporate secretarial function for the group with various legal forms of entities established offshore and across the Asia Pacific region
  • Manage the incorporation and management of investment/fund and corporate entities
  • Prepare catered corporate resolutions, organize meetings for various board of directors, prepare minutes, and following up on implementation of decisions made when required
  • Work closely with internal and external legal counsel on corporate secretarial work required for the Group’s fund life cycle.  This includes the regulatory reporting according to requirements of various jurisdictions, primarily in the US, Cayman Islands, Hong Kong, Singapore, and Mauritius
  • Actively participate in execution of business transactions and collaborate with professional third-parties and service providers in various jurisdictions to establish and manage special purpose vehicles
  • Prepare, maintain and update corporate records and filings and report to the headquarters on organization changes
  • Manage budget and expenses, and supervise a small team

Requirements

  • Degree holder and HKCGI / CGI qualified highly preferred
  • 10 years relevant and progressive experience with substantial exposure in financial services background.  Good candidates from professional firm with FS portfolio will also be considered
  • Well verse in company laws and corporate governance practice to various jurisdiction
  • Self-motivated with solid track record and ability to under a fast-paced environment
  • Excellent command of written and spoken English is important
  • Team management skills would be an asset
APPLY NOW
Industry : Banking & Finance
You may also interested in......
  • AML/KYC/SOW/Surveillance Exp. with Private Banks
  • Multiple Expansion Headcounts with Int’l Private Banks
  • Excellent Job Security & Comprehensive Bank Benefits
Job Duties
  • Bridge between Front office and Compliance/AML team for COB & PR Cases
  • Fully Accountable for CDD/KYC/SOW and Transaction Monitoring to ensure fulfilment of HKMA, MAS and AML/CFT regulatory requirements
  • Assume 2nd LOD to advise FO on any FCC/KYC/EDD related matters for low to high risk clients across the region
  • KYC/SOW Specialists for COB/Periodic Review
  • Multiple Expansion Contract & Permanent Headcounts
  • Global Private Bank with Excellent Worklife Balance
Job Duties
  • Bridge between Front office and Compliance/AML team for COB & PR Cases
  • Case management with full accountability to prepare KYC/SOW to ensure fulfilment of HKMA AML/CFT regulatory requirements
  • Assume 1.5 LOD to advise FO on any KYC/EDD related matters for low to high risk clients across the region
  • Regulatory Compliance & Risk Review 
  • Regional 1.5 or 2nd Line of Defense  
  • Promising APAC Compliance Career & Good Hours 
Job Duties
  • Report to Regional Head of Compliance & Risk 
  • Accountable for conducting 1.5 line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with front office, investment, OR & Compliance professionals 
  • Gatekeeper to ensure fulfilment of HKMA regulatory requirements
  • Global Private Banking Group 
  • Excellent Worklife Balance & Job Security 
  • Regulatory Compliance Testing & Control

 

Job Duties
  • Report to North Asia Head of Compliance
  • Conduct periodic compliance testing & thematic audit to ensure daily activities of HK Branch adhere to the regulatory requirements including HKMA/SFC/MAS and corporate governance 
  • Review and oversight the effective implementation of control programs through ongoing review, monitoring and surveillance, investigation and reporting 
  • Business Risk & Regulatory Compliance Review
  • Regional 1st line of Defense Business Risk Mgmt
  • Hybrid work mode & Multi-cultural Environment
Job Duties
  • Report to the Head of Business Risk
  • Accountable for conducting 1st line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with the front office, investment, OR & Compliance professionals
  • Gatekeeper to ensure fulfilment of HKMA regulatory requirements