- Team Head of Auditor (SVP) for North Asia Branch
- Oversight Audit, Risk & Regulatory Compliance
- Rewarding Career & Promising Prospects
Our Client
World’s top 5 strongest bank & financial services group in ASEAN is in search for the Private Banking Auditor to head up the North Asia Regional Private Banking Branch.
Job Duties
- Perform assessments of private banking business and processes to help formulating risk-based annual audit plan
- Independently plan and execute business and operational audits in accordance to defined audit methodology and standards
- Prepare audit findings and reports with sound recommendations to improve the design and effectiveness of internal controls across front to back offices
- Follow up and validate remedial actions to ensure proper implementation of agreed management action plans
- Communicate effectively with all stakeholders within the bank
- Keep abreast of banking industry and regulatory changes
Requirements
- Well qualified graduate with professional qualification (CPA/CA/CIA)
- 10 years+/- of audit, risk control and regulatory compliance
- Strong understanding of the regulatory requirements of private banking
- Good audit skills and understanding of regulatory risks and controls related to Private Bank
- Ability to work effectively as a team leader and as a team member, with the requisite analytical and managerial skills to perform detailed/technical work without losing sight of ‘big picture’ issues
- Excellent interpersonal, communication and report writing skills
- A high level of integrity, drive and the ability to work under pressure are essential attributes
Category : Accounting, Financial Control & Treasury 
Industry :
Banking & Finance
You may also interested in......
- Regional Fund Operations & AI Transformation
- Promising Regional Expo & Learning Opportunity
- Expansion China Markets; Excellent Working Hours
Job Duties
- Report to Regional Head of Fund Accounting & Operations
- Integrated functions from corporate financial reporting, NAV and fund operations by working closely with external fund administrators/distributors in the greater China region
- Conduct detailed reviews of financial statements and investors reports
- Global Alternative Manager with USD450bn AUM
- APAC Finance & Accounting Tech/System Management
- Rewarding Career & Exciting Tech Lead
Mission: This is an expansion APAC headcount to drive the Technology, Automation, Streamlining for Finance & Accounting Process, Operations and Reporting to cater for the group’s business expansion and global standards.
Based in HK, this role functions as a key bridge between regional finance operations and global technology leadership. The position combines deep regional finance and tax domain knowledge with hands-on technology capabilities—to optimize processes, financial systems, build tailored solutions/reportings, and modernize regional financial operations.
Job Duties
- Regional SME & Finance Tech/Systems Lead: Own APAC finance process architecture, ensuring local operations and tax/regulatory requirements (GST, withholding tax, multi-currency) align with global platforms.
- AI & Tech Champion: Lead AI and tech adoption (GenAI, SQL, BI) to automate regional workflows and modernize finance operations.
- Hands-on Solution Delivery: Build low-code apps (Power Platform, Appian) and custom scripts (Python, SQL, VBA) to solve business challenges, managing Agile delivery from requirements through UAT.
- In-House Fund Accounting & Operations Expo
- Friendly International Asset Manager
- Excellent Working Hours & 23 Days Annual Leave
Job Duties
- Report to Regional Head of Fund Accounting & Operations
- Integrated functions from corporate financial reporting, NAV and fund operations by working closely with external fund administrators
- Conduct detailed reviews of financial statements and investors reports
- Global Industry Leader in Private Wealth Mgmt
- Head Office Financial Reporting & Projects
- Friendly Int’l Environment & Worklife Balance
Job Duties
- As part of the North Asia Regional Finance & Accounting Department
- Accountable for preparing Head Office and Regulatory Reporting
- Active participation of finance system and streamlining projects that called for extensive liaison with HQ
- Regional Business Performance Analytics & Planning
- Comprehensive Banking Benefit & Worklife Balance
- Expansion North Asia Headcount
Job Duties
- Provide insightful and value-added business performance/financial analytics to North Asia Branch CEO and senior management across the region/headquarters
- As part of the global finance function to support business planning/development, annual budget and liquidity planning thru providing advisory to bankers/line managers/business heads across the business/product teams, case reviews for growth strategy
- Identify cost control measures and expenses review