Category
Industry
Salary Range
- Great Exposures to Client Onboarding
- Client Service & Administrative Experience
- International Private Banking Platform
- Conduct name screening via different systems such as World Check, Factiva, internal and external systems
- Check investigation alerts that called for extensive liaison with front office, compliance and respective stakeholders
- Team administrative support, static data maintenance and ad-hoc projects
- Expansion KYC/EDD/Approval Headcounts
- Friendly Int’l Corp & Institutional Platform
- Hybrid Work Mode & Balanced Worklife
As part of Regional KYC and EDD team under COO Office, the job holder will be responsible for:
- Accountable for client on-boarding for low to high risk corporate & institutional clients
- Conduct KYC/PEP and comprehensive CDD/EDD assessment in accordance regulatory/corporate governance
- Bridge between front office and compliance to tackle & AML/FCC related issues
- Most Admired Global Private Banking Franchises
- Friendly Int’l Platform with Worklife Balance
- Group Risk Mgmt including OR, Regulatory & IT
- As part of 2nd line of defense to conduct periodic review & formulate effective control in accordance to regulatory requirements & corporate governance
- Conduct gap analysis; formulate control process/policies and KRI indicators by working in close partnership with compliance/audit teams & 1st line of BR
- Accountable for driving thematic reviews in particular with issues related to IT risk, cyber security, PDPO, outsourcing and BCP etc.
- Established Global Asset Management
- Institutional Portfolio Reporting
- Dynamic Front Office Investment Exposure
- Working closely with portfolio management/investment teams, legal & compliance, risk and operations for resolving institutional clients enquiries
- Provide timely and quality client service and on-boarding support
- Prepare presentation materials for institutional sales meeting and portfolio review
- Dynamic Regional IT Helpdesk Support
- Oversight vendors & Relocation Project
- Worklife Balance & Friendly Int’l Private Bank
- Regional headcount to provide 1st/2nd level IT support to the North Asia Branches with over 500 users from front to back offices
- Troubleshoot/Facilitate IT desktop, applications, 3rd party systems, and E-banking solutions
- Support relocation projects by working in collaboration with Infrastructure and external vendors across the region
- Rewarding Career with Global Asset Manager
- Greater China & Asian Fixed Income Trading
- Regional Exposure & Competitive Package
- As part of the Regional Fixed Income Portfolio Management team
- Timely execution of fixed income, derivatives (listed and OTC), and FX trades across Asia & Greater China Region by partnering with portfolio managers and external brokers
- Accountable for trade related control and on-going enhancement of trading tools/technology and ensuring the fulfilment of regulatory requirements
- Regional Data & Revenue Analytics
- Conduct revenue and product pricing analysis
- IT savvy with strong project management skill
- As part of the regional revenue and product pricing department
- Accountable for conducting product pricing/revenue analysis and provide value added management reports/presentation deck for global investment product department & senior management
- Facilitate product pricing strategies & related regional regulatory/reporting initiatives
- Expansion Transaction Monitoring Headcounts
- Friendly Int’l Corp & Institutional Platform
- Hybrid Work mode & Balanced Worklife
As part of Regional Transaction monitoring team, the job holder will be responsible for:
- Transaction monitoring & STR control
- Investigation of trigger events/alerts to ensure the fulfilment of regulatory / corporate governance
- Periodic clients account monitoring and background screening
- Global Industry Leader in Private Banking
- Dept Head for KYC, COB & Client Mgmt Project
- Senior Leadership role as part of the COO function
- As the department head to oversight KYC, Client On-Boarding, Static Management and Regional Project
- Supervise over 25 team-members to accomplish timely SOW/KYC to daily operations for new/periodic accounts by working closely with internal stakeholders including Compliance, Operations and IT Departments
- Represent COO Office from identifying and driving transformation processes to support regulatory, risk & compliance and new business initiatives
- Global Leaders in Private Bank & Wealth Mgmt
- Regional Digital & Innovation Consultant
- Excellent Job Security & Worklife Balance
- As part of the regional agile team to formulate digitalization strategies by understanding users’ and clients’ requirements and implementing feasible solutions through collaborating with cross functional stakeholders from IT engineer, investment, risks, L&C and operations departments
- Develop roadmap by consulting senior management and adopting industry best practices
- Promote the awareness and adoption of new business, product & technology models
- Global Industry Leader in Private Banking
- Structured Credit Advisory & Approval
- Rewarding Career Path & Worklife Balance
- As part of the senior member of the regional credit advisory and approval team
- Accountable for providing comprehensive credit advisory on Lombard and Structured Credit Solutions
- Guide RM on Credit Structuring, Assessment and portfolio review along with the support of credit administration and collateral risk management teams
- Global Industry Leader in Private Banking
- HKMA Regulatory: SACCR, Large Exposure & Basel 3
- Competitive Package & Benefits
- As part of the senior member within the Financial Control Department of HK branch
- Accountable for the timely implementation, reporting and on-going monitoring of Counterparty Credit Risk, Large Exposure and Basel 3 regulatory returns under the HKMA regime
- Represent Finance Department to conduct and drive new product (esp. related to derivatives) assessment; regulatory and system related initiatives
- HKMA regulated European Based Private Bank
- Payment/Cash Operations/Approval and Projects
- Worklife Balance and Competitive Benefits
- As the deputy team leader to oversight daily in/out cash/cheque payment that called for liaison with internal/external counterparts across the region
- Resolve any transaction issues on a timely basis and ensure fulfilment of regulatory requirements
- Key stakeholder to drive periodic procedural review and system automation to support regulatory and new product changes
- Leading Wealth Management Platform
- Multi-asset classes products exposures
- Friendly and stable working environment
- Assisting on daily order placing, pricing quotation and execution for multi-asset classes investment products
- As the key gate-keepers in the high net worth clients’ account management including client on boarding, and risk assessment, funding / transaction arrangement and portfolio update
- Working closely with portfolio management/investment teams, legal & Compliance, risk and back office operations for resolving client’s information requests
- Global Industry Leader in Private Banking
- HKMA Regulatory: CAR, Large Exposure & Basel 3
- Competitive Package & Benefits
- As part of the senior member within the Financial Control Department of HK branch
- Accountable for the timely implementation, reporting and on-going monitoring of Counterparty Credit Risk, Large Exposure and Basel 3 regulatory returns under the HKMA regime
- Represent Finance Department to conduct and drive new product (esp. related to derivatives) assessment; regulatory and system related initiatives