CPLI0421BC049JL
  • Regional Compliance with Global Asset Manager
  • Regulatory, Central and Investment Compliance
  • Regional Exposure & Competitive Package

Our Client

Appointed by a worldclass Global Asset Mgmt & Alternative Investment industry leader, hiring over 1000 investment professionals and total AUM of USD 240 Bn to search for Regional Compliance Analyst/Associate.

Job Duties

  • Report to the Regional Compliance Manager
  • Accountable for reviewing sales and marketing materials
  • Responsible for SFC licensing application, staff dealing and CPT hours
  • AML/KYC review and monitoring
  • Facilitate periodic compliance surveillance
  • Assist the preparation regulatory reporting and procedures review in accordance to regulatory & corporate governance

Requirements

  • 2-4 years relevant compliance, audit and investment risk experience earned from asset management industry
  • Good understanding of SFC regulatory requirements
  • Well qualified graduate in Accountancy, Finance, Business, Economics or related disciplines
  • Good proficiency in written and spoken English and Mandarin
  • Proactive team player with strong communication and interpersonal
  • Proficiency in Microsoft Office applications (PowerPoint, Excel)
APPLY NOW
Industry : Banking & Finance
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