- Regional Fund Operations & AI Transformation
- Promising Regional Expo & Learning Opportunity
- Expansion China Markets; Excellent Working Hours
- Report to Regional Head of Fund Accounting & Operations
- Integrated functions from corporate financial reporting, NAV and fund operations by working closely with external fund administrators/distributors in the greater China region
- Conduct detailed reviews of financial statements and investors reports
Attraction:
- Leadership Role: AML/KYC/Biz Risk, Private Bank
- Rewarding Front Office Management Exposure
- Job Security, Int’l Professional Culture
Tasked with the mission:
Managing a team of 6, you will oversee client lifecycle activities (onboarding, periodic reviews, trigger events) as well as front-office risk controls (investor suitability, sales conduct, and product governance).
Core Responsibilities
- Team Leadership: 1st Line control environment for the HKMA and SFC regulated private wealth arm.
- Advisory & Governance: Key liaison point with front-office teams on AML and general compliance matters. Represent the unit in regional and global governance committees.
- Risk Frameworks: Design and refine risk management practices covering both financial crime, KYC/Client On-Boarding, regulatory risks aspects to ensure daily business activities fulfil regulatory requirement.
- Global Alternative Manager with USD450bn AUM
- APAC Finance & Accounting Tech/System Management
- Rewarding Career & Exciting Tech Lead
Mission: This is an expansion APAC headcount to drive the Technology, Automation, Streamlining for Finance & Accounting Process, Operations and Reporting to cater for the group’s business expansion and global standards.
Based in HK, this role functions as a key bridge between regional finance operations and global technology leadership. The position combines deep regional finance and tax domain knowledge with hands-on technology capabilities—to optimize processes, financial systems, build tailored solutions/reportings, and modernize regional financial operations.
- Regional SME & Finance Tech/Systems Lead: Own APAC finance process architecture, ensuring local operations and tax/regulatory requirements (GST, withholding tax, multi-currency) align with global platforms.
- AI & Tech Champion: Lead AI and tech adoption (GenAI, SQL, BI) to automate regional workflows and modernize finance operations.
- Hands-on Solution Delivery: Build low-code apps (Power Platform, Appian) and custom scripts (Python, SQL, VBA) to solve business challenges, managing Agile delivery from requirements through UAT.
- Multiple Investment Operations Asso/VP
- Newly Set up North Asia Operations BAU & Control
- Int’l Private Bank, Health Work Life & Security
- Team Leadership: Supervise, mentor, and grow the Hong Kong Securities and Payments Operations team (4+ staff) to ensure smooth day-to-day controls, settlement, middle office, and reconciliation.
- Multi-Asset classes of Securities & Structured Products Operations: Check and validate trades, ensuring timely confirmation, matching, and settlement of OTC equity structured products and securities by working with external counterparts & custodian and internal front office & compliance departments.
- Regulatory Compliance: Ensure strict adherence to HKMA, SFC and HK Exchange & Clearing reporting & regulatory requirements.
- Strategic Biz planning & project mgmt support
- Senior Leadership Exposure with Global Bank
- Promising Career Path with outstanding Benefits
- Strategic Planning & Project Mgmt Support: Support the Regional CEO Office on daily business & regional activities including calendar management and acting as the key coordinator to work with internal/external stakeholder across the region and head-quarters
- Management Reporting & Analytics: Provide data and market insights into high-quality management reports, dashboards, and presentations to facilitate critical executive decision-making.
- Stakeholder Management: Serve as a key liaison between the CEO office and senior stakeholders across local and global teams, ensuring alignment on regional priorities.
- Multiple Corporate Finance/IPO Openings
- Corporate Finance Execution-1, 4 & 6 activities
- Promising Career Path & Supportive Culture
Deal Execution: Drive end-to-end execution for IPOs, M&A, and capital raising projects across SFC Type 1, 4, and 6 regulated activities.
Front-Line Due Diligence: Conduct heavy-lifting financial analysis, industry research, and rigorous due diligence for potential transactions.
Regulatory Compliance: Prepare listing documents, announcements, and circulars in strict accordance with HKEX Listing Rules and SFC regulations.
- SFC-licensed Responsible Officer (RO)
- Snr Mgmt Role -oversight Type 1, 4 & 6 activities
- Promising & Rewarding Career
Regulatory & Compliance Leadership (RO Duties):
- Reporting directly to the Managing Partner, you will bridge top-tier regulatory oversight with dynamic business growth.
- Act as an SFC RO to supervise the firm's Type 1, 4, and 6 regulated activities.
- Oversee daily operations to guarantee absolute compliance with SFC codes, the HKEX Listing Rules, the Takeovers Code, and all applicable legal frameworks.
- Regional IT Infrastructure
- Regulatory Projects & People Mgmt
- Healthy Work life Balance & Job Security
1. Join a high-performing APAC infrastructure team as a key deputy to the Head of IT, driving operational excellence and governance across complex regional projects and Microsoft Cloud ecosystems.
2. Elevate your technical footprint by managing high-stakes financial infrastructure, including global payment systems (SWIFT/RTGS), advanced virtualization (VMware/Hyper-V), and secure data center operations.
3. Balance deep hands-on technical execution in server and storage management with high-level reporting, stakeholder engagement, and the standardization of IT policies in accordance to HKMA/MAS requirements and corporate governance
- Top-Tied Global Financial Institution
- Biz Planning, Mgmt Support & Events Logistics
- Promising Career Path
- Acting as the coordinator for the APAC CEO office to support strategic business planning & regional activities
- Provide calendar management and events logistics coordination by working with internal/external clients along with the support of marketing department
- Disseminating value-added information by working in close partnership with the front office, risk & compliance stakeholders across APAC & Global HQ
- Business & Regulatory Risk Management
- Drive Regional Surveillance Projects
- Healthy Work life Balance & Job Security
- Report to the North Asia Head of Business Risk
- Accountable for conducting regulatory & thematic business risk assessment including product suitability, cross border, pricing, selling process, transaction review by collaborating with the front office, investment, compliance and audit teams across the region
- Responsible for voice log review and transaction monitoring to ensure the fulfilment of HKMA/SFC regulatory requirements
- Listed Technology & Telecom Conglomerate
- Promising Career with Diversified Exposure
- Benefits including ORSO/Discretionary Bonus
- Business Partnership: Manage relationships with diverse business units, including mobile, technology, media and digital ventures, to understand their unique risk profiles.
- IT Audit: Lead and execute comprehensive audits across a complex tech stack involving infrastructure, cloud computing, IoT, and AI-driven platforms.
- Special Projects: Conduct operational reviews and special investigations into emerging technology areas such as virtual banking and mobile payments.
- Globally Listed Technology Conglomerate
- Step up to Business Mgmt/Audit Career
- Benefits incld ORSO/Discretionary Bonus
- Report to Group Audit Department Head
- Provide EA and Business Management support that called for extensive liaison with senior management, committees and line of business
- Consolidation of audit reports, presentations by collaborating with various departments
- Growing Digital Finance Industry
- Regional HRBP & TA Accountabilities
- Multi-cultural & Creative Start-Up environment
- Report to the Regional Head of HR and partner with a small team of HR operations
- Lead the end-to-end recruitment process, from understanding business requirements, identifying talent needs to onboarding
- Partner with hiring managers from front to back offices to develop and implement effective talent acquisition strategies and assessment
- Multiple Contract/Perm Event & Corporate Access
- Exciting APAC Exposure for expanding IPO mkt
- Dynamic Global Financial Institutions
- Unlock a fantastic opportunity to be part of a dynamic team, driving impactful events within Global Financial Institutions!
- Plan and execute the Asia Conference for an outstanding attendee experience.
- Coordinate with internal teams, vendors, and clients to manage logistics.
- Global Management Consultancy Group
- APAC Marcom, client engagement & brand visibility
- Dynamic & Promising Career! Hybrid Int’l Environment
- Report to Regional Head of Marcom
- Oversight the comprehensive client engagement, marketing campaigns to enhance brand awareness and business development opportunities
- Tasked with the accountability from formulating business marcom strategies to implementation of customized solutions to accomplish business objectives