- Top Ranking European Based Private Bank
- Regulatory Compliance & Risk Assessment
- Promising Growth & Comprehensive Bank Benefits
Our Client
Appointed by the most sustainable Global Private Bank with accomplished group profit of USD 218mill+ in 2022 to search for Regulatory Compliance Manager.
Job Duties
- Report to Regulatory Head of Compliance & partner with a team of 5
- Facilitate HKMA and SFC investigation, self-assessments and on-site examination
- Manage complaint handling cases and regulatory reporting
- Support regulatory advisory, general compliance and related enquiries that called for extensive liaison with Snr Mgmt, line managers across FTB Offices and HQ
- Assist on-going internal policies and procedures review in accordance to HKMA/SFC regulatory requirements and corporate governance
Requirements
- Degree holder in Accounting/ Business/Legal or related disciplines
- 5 years+/- of relevant regulatory compliance/risk consultancy/big4 experience including 1 year earned from private banking/wealth management or HKMA/SFC regulator
- Relevant industry experience in private banking business is highly desirable
- Good understanding of HKMA/SFC regulatory requirements
- Driven with strong problem-solving capability and communication skill to work with internal stakeholders
Category : AML, Legal & Compliance 
Industry :
Banking & Finance
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