CPLI1110BB982JL
  • Top Ranking European Based Private Bank
  • Regulatory Compliance & Risk Assessment
  • Promising Growth & Comprehensive Bank Benefits

Our Client

Appointed by the most sustainable Global Private Bank with accomplished group profit of USD 218mill+ in 2022 to search for Regulatory Compliance Manager.

Job Duties

  • Report to Regulatory Head of Compliance & partner with a team of 5
  • Facilitate HKMA and SFC investigation, self-assessments and on-site examination
  • Manage complaint handling cases and regulatory reporting
  • Support regulatory advisory, general compliance and related enquiries that called for extensive liaison with Snr Mgmt, line managers across FTB Offices and HQ
  • Assist on-going internal policies and procedures review in accordance to HKMA/SFC regulatory requirements and corporate governance

Requirements

  • Degree holder in Accounting/ Business/Legal or related disciplines
  • 5 years+/- of relevant regulatory compliance/risk consultancy/big4 experience including 1 year earned from private banking/wealth management or HKMA/SFC regulator
  • Relevant industry experience in private banking business is highly desirable
  • Good understanding of HKMA/SFC regulatory requirements
  • Driven with strong problem-solving capability and communication skill to work with internal stakeholders
APPLY NOW
Industry : Banking & Finance
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