Category
Industry
Salary Range
- Team Head of Auditor (SVP) for North Asia Branch
- Oversight Audit, Risk & Regulatory Compliance
- Rewarding Career & Promising Prospects
- Perform assessments of private banking business and processes to help formulating risk-based annual audit plan
- Independently plan and execute business and operational audits in accordance to defined audit methodology and standards
- Prepare audit findings and reports with sound recommendations to improve the design and effectiveness of internal controls across front to back offices
- Global Industry Leader in Private Banking
- In-House Legal Advisory & Drafting
- Rewarding Career Path & Worklife Balance
- Report to the North Asia Regional Head of Legal Counsel
- Provide corporate & legal advisory to issues related to licensing; investment product distribution/authorization, account opening and related issues in accordance to banking/SFC ordinance
- Responsible for drafting & reviewing commercial agreements and contracts by working in close partnership with senior management, business/product team & external lawyers
- Regional IT Audit VP/Manager
- Group Insurance Business & Corporate Activities
- Hybrid Work Mode & Sign- On Bonus
- As part of the Regional Audit Team to oversight Business & Corporate functions
- Identify risk control issues & implement effective measures
- Advise senior management & key stakeholders to ensure fulfilment of corporate governance & regulatory requirements
- Promising Jr Banker/IC career opportunities
- Key Account Manager to promote clients’ relationships
- Global Private Banks with Aa2/A+Credit Rating
- Partner with experienced MD/Banker and supported by ARMs
- Assigned to independently manage; service and provide investment advisory to clients
- Cultivate strong clients' relationship by offering timely investment advisory
- In-House Technical Risk and IT Security
- Expansion Regional Hire with Rewarding Career
- Friendly Int’l Platform with Worklife Balance
- Assume 1st line or 2nd line of technical risk assessments from driving risk mitigation, tracking and reporting
- Ensure compliance of HKMA / SFC regulatory requirements and Corporate Governance
- Identify technical risk and implement control measures by collaborating with group & regional stakeholders across IT, security, risk, audit and compliance departments
- Westernized and friendly working environment
- Stable and well-established platform
- Good exposures on all rounded account opening processes
- As the 1st line of gatekeepers on account documentation checking according to the regulatory and internal bank policies/standards
- Manage clients’ static data and account opening services to facilitate the completeness of client on-boarding processes
- Participate any committee meetings or projects to cater for the new products/regulatory and streamlining related initiatives
- Stable and well-known platform
- All rounded COB/KYC involvement
- Friendly team with great exposures
- Carrying out the professional review and approval KYC client profiles along with sanctions and AML screening
- Performing due diligence checks and relevant information searches
- SOW/SOF review and analysis for all risk levels of high net worth and ultra-high net worth clients across the globe
- Reporting to Regional Head of Japan Market
- Stable environment with good work life balance
- Excellent multi-asset classes products exposures
- Providing high quality services to high-net worth clients in Japan market
- Preparing account openings documentation, trade execution, pricing quotation, products advisory support in order to resolving any enquiries from the affluent professional investors
- Participating in ad hoc regional and local projects
- Top Ranking European Based Private Bank
- Regulatory Compliance & Risk Assessment
- Promising Growth & Comprehensive Bank Benefits
- Report to Regulatory Head of Compliance & partner with a team of 5
- Facilitate HKMA and SFC investigation, self-assessments and on-site examination
- Manage complaint handling cases and regulatory reporting
- Promising Equities Dealing & Advisory Career
- Buyside Opportunity w/ Excellent Bank Benefits
- Global Private Bank w/ Worklife Balance
- Reporting to Head of Equity Advisory & Dealing & partner with a small professional team
- Accountable for global equity trade execution & advisory for external UHNW families & clients by collaborating with experienced private bankers & investment advisors
- Provide tailored investment trade ideas in accordance to clients’ risk and regulatory requirements
- Established Insurance Group
- Human Resources Department
- Immediately Available preferred
- Support the initiation, planning and implementation of HR process and procedures digitalization
- Be the subject matter expert in the HR team and work closely with IT Department and vendors on project timelines and budgets, as well as testing and system migration processes
- Engage and support users of the system to ensure smooth deployment and maximize usage
- Established Insurance Group
- L&D focused Projects (Not as trainer)
- Different industry backgrounds welcomed
- Support the HRM in setting up and driving learning and development programs for the organization
- Collaborate with both business leaders and external consultants to identify training needs and provide meaningful learning solutions
- Write up proposals, policies, and communication materials to initiate and implement smoothly different training and internship programs in the organization
- Regional Corporate Bank & HKMA regulated
- Biz, General & Regulatory Compliance Advisory
- Small Team & Work-life Balance
- Manager in charge of Compliance
- Provide business and regulatory compliance advisory by assuming in-house consultation to senior management & operations from FTB office
- Ensure fulfilment of regulatory requirements and corporate governance through collaborating with HQ and internal auditors
- Global Industry Leader in Private Banking
- IT Service/Helpdesk Support for 500 users
- Dynamic Exposure & Worklife Balance
- Report to Regional Head of IT
- Ensure timely and quality helpdesk and IT Service deliverables to 500 users by supervising a team of 6-7 members
- Oversight and monitor the performance of IT vendors
- Global Industry Leader in Private Banking
- In-House Legal Advisory & Drafting
- Rewarding Career Path & Worklife Balance
- Report to the North Asia Regional Head of Legal Counsel
- Accountable for providing legal advisory and drafting/vetting of contracts to ensure the fulfilment of HKMA requirements
- Responsible for the negotiation/review of investment product & distribution agreements by working in close partnership with business/product team & external lawyers