Category
Industry
Salary Range
- Most Sustainable & Established Global Private Bank
- Expansion Transaction Monitoring/STR Headcounts
- Regional FCC/AML Compliance Dept
As part of the Regional FCC function, the successful job holder will be accountable for
- Report to Head of FCC and partner with a small professional team of 3
- Transaction Monitoring, STR & Continuous Enhancement of AML Procedures and System/Tools Review
- Investigation of trigger events/alerts to ensure the fulfilment of regulatory/corporate governance
- 1st line Biz Risk to oversight KYC/Transaction Review
- Dynamic Front Office Risk & Regulatory Exposure
- Regional Expansion & Multi-cultural Environment
- Report to Regional Head of Business Management & Risk
- BR function serve as the bridge between Sales, Front office and Compliance/CDD team for COB & PR Cases
- Gate-Keeper of KYC/SOW; product suitability; selling process and transaction review
- Top Ranking Pure Play Swiss Based Private Bank
- Lead Regulatory, Product & Surveillance Functions
- Promising Growth & Comprehensive Bank Benefits
- Report to North Asia Head of Compliance and act as the team lead function by supervising 2-3 subordinates for regulatory, product and surveillance functions
- Key person for the HKMA and SFC on regulatory matters re regulatory notifications, self-assessments, on-site examination, complaints handling and regulatory enquires
- Assume in-house regulatory advisory, general compliance and surveillance functions to Snr Mgmt, line managers across FTB Offices in AP and HQ
- Strategic Asia Head of Derivatives/Equity Lawyer
- Oversight Global Markets Business & Expansion
- Worklife Balance & Competitive Bank Benefits
- Tasked with the mission to provide comprehensive legal advice and transaction management for Global Markets business in Asia
- As part of the regional senior management to drive strategic expansion of global markets business and distribution of structured/DCM transactions across AP region with the collaborated effort with HQ
- Take charge of review and negotiation derivatives, structured notes and debt capital markets transactions that called for extensive liaison with clients, external lawyers and regulators
- Global Top ESG Performing Asset Manager
- Regional Payroll and C&B Operations
- Friendly International & Hybrid Work Mode
- Report Regional HR Manager and partner with a small team of HRBP
- Accountable for accurate & timely payroll, taxation and C&B operations
- Facilitate on/off boarding, orientation/training logistics and recruitment operations by working in collaboration with business and HRBP
- Top ranking global private equity group
- Expansion Headcount for Global HRIS Projects
- Implementation of Success Factors
- Project Manager and the Superuser for the SAP Success Factor
- Responsible for the UAT, training delivery, on-going troubleshooting plus upgrade process
- Formulate users’ requirements by working in collaboration with departments and senior management
- Global Bank with Strong Credit Rating of A+
- Strategic Business & Project Management Support
- Dynamic & multi-cultural Int’l Banking Exposure
- As part of the Regional Strategic Team to support senior management, including CEO and COO APac from change management, digitalization, new business/product and regulatory related initiatives
- As the key regional project coordinator from preparation of PMO/MIS reports and coordination of meetings with project stakeholders, line managers and senior management across AP & HQ
- Update workflow processes/procedural changes and facilitation with the on-going communication with line managers from front to back offices
- Top Ranking Swiss Based Private Banks
- Regional AML Advisory & KYC/CDD Approval
- Excellent Working Hours & Competitive Benefits
- Report to Regional Head of AML/KYC
- Provide AML advisory & training to FTB office to ensure the fulfilment of AML regulatory requirements & group corporate governance
- Approval of High Risk Clients Accounts to on-going transaction monitoring
- Top Ranking Swiss Based Private Bank
- Client Documentation/CDD, FATCA Tax Projects
- Multicultural Environment & Competitive Benefits
- Oversight Client Account Documentation, Client life cycle and Static Data management
- Serve as the case manager/subject matter expert from client on-boarding & periodic review by ensuring the fulfilment of compliance/regulatory/Fatca Tax related requirements
- Drive and streamline processes to maximize quality deliverables
- Int’l Expertise and Cutting Edge Finance
- Open and resourceful working space
- Attractive remuneration
- Develop web applications for innovative projects. Use the frontend framework such as Ant Design and React, and the backend framework such as Django, and Express JS to for technical application infrastructure design.
- Support system design according to project requirements.
- Provide technical and programming support to the project team and customers.
- Promising AP Equities Advisory & Dealing Career
- Global Banking with Comprehensive Bank Benefits
- High Profile Int’l Private Banking Opportunity
- Reporting to Head of Equity Advisory & Dealing & partner with a small professional team of 6 for over
- Accountable for global equity advisory & trade execution by collaborating with experienced private bankers for external UHNW families & clients for AP/Greater China region
- Provide tailored investment trade ideas in accordance to clients’ risk and regulatory requirements
- Top Ranking Int’l & Regional Private Banks
- Familiar with HKMA/AML Compliance Requirements
- Manage KYC/CDD/SOW Functions
- Responsible for client onboarding, account management and periodic review for low-high risk cases
- Ensure the fulfilment of AML/HKMA regulatory requirements
- Tackle & resolve enquiries from Compliance Department
- Dynamic Regional IT Helpdesk Support
- Competitive Bank Benefits & Salary Package
- Fintech & Digitalization Project Exposure
- Regional headcount to provide 1st/2nd level IT Helpdesk & Mobile support to the North Asia Branches with over 480 users from front to back offices
- Troubleshoot/Facilitate IT support for market data, digitalization, fintech and E-banking solutions/applications
- Support IT procurement, billing and any regional projects by working in collaboration with Infrastructure and external vendors across the region
- Discretionary Portfolio & Investment Mgmt Support
- Front office Exposures with Clients Mandate Review
- International and well-established platform
- Assisting Portfolio Managers in an all-rounded portfolio support
- Ensuring the timely execution of investment transaction and resolving any trades related issues
- Support high net-worth clients’ portfolio rebalancing, cash and trade monitoring, and ongoing portfolio monitoring
- Established Global Asset Management Grp
- Great Regional Institutional Exposure
- Excellent Buy-Side Career opportunity
- Proactively provide high quality client services and reporting
- Prepare presentation materials for sales meeting and portfolio review
- Assist Client Manager(s) on daily clients’ enquiries, onboarding and ad hoc services requests