• Work closely with portfolio managers and business partners from daily operations support including trade matching/confirmation, investment operations/settlement to resolving any trade discrepancies of multi-asset investment products
• Ensure timely and accurate transaction/operation processes by regulatory and corporate governances
• Act as the SME to promote operational efficiency and facilitate the successful transformation of the trading system

• Provide 1^st class EA and Biz Support to Chairman
• Manage complex travel itineraries/visa, meeting schedules and busy calendar
• Assist in editing presentations; preparing minutes and correspondences for meetings/ conferences

• Report to Regional Head of Finance & partner with a team of professional accountants
• Accountable for Head Office Financial & HKMA Regulatory Reporting
• Ensure accurate financial disclosure, compliance of accounting standards and HKMA banking ordinance

• Report to Chairman and assume integrated EA/OM functions
• Responsible for full spectrum of business support including calendar management and complex schedule arrangement that called for extensive liaison with global investors/senior management across the region/headquarters
• Accountable for taking minutes, preparing agenda & presentation materials

• As part of the strategic HR Business Team
• Manage L&D (CPT / mandatory training / orientation) 
• Conduct training needs analysis, source appropriate programs by working closely with business, external vendors & training academy in HQ 

• As part of the AP Distribution Department to oversight regional KYC/CDD function 
• Accountable for managing new and periodic CDD/KYC assessment for low to high risk institutional and intermediaries’ clients
• Conduct PEP, sanctions, adverse news and STR review etc.

• Report to the Regional Head of KYC 
• Assume team lead functions to oversight KYC and client onboarding for low to high risk cases
• Accountable for CDD Review to ensure fulfilment of regulatory, corporate governance 

• Manage the daily operations of the reception desks and facilitate office administrative tasks
• Provide quality corporate service and support procurement for the regional office 
• Accountable for managing meeting rooms booking

• Accountable for preparing Head Office Financial Reporting 
• Facilitate the preparation of Management Reporting 
• Maintenance of G/L 

As part of the CFO office, entrusted with the following accountabilities to-

• Support FPA functions in Asia from budgeting, cost control to maintenance of financial models to facilitate business and corporate planning 
• Manage and guide finance manager, in-house/outsourced accountant for financial reporting to ensure the compliance with local GAAPs 
• Oversight internal/external audit to fulfil local statutory/group reporting requirements 

• Accountable for North Asia Branch Financial and Management Reporting in accordance to IFRS standard 
• Responsible for preparing financial performance analytics to facilitate financial and business planning 
• Collaborate with global and regional finance team to ensure the smooth implementation of accounting standard, finance system implementation to cater for new product/business and accounting related initiatives 

• Report to Head of Business Management to ensure the smooth operations of daily business activities 
• Manage a team of Client Service Associate and Sales Support from hiring, coaching and mentoring to ensure the daily business activities fulfill the regulatory & corporate governance  
• Oversight the performance of sales support