Category
Industry
Salary Range
- Multiple Corporate Finance/IPO Openings
- Corporate Finance Execution-1, 4 & 6 activities
- Promising Career Path & Supportive Culture
Deal Execution: Drive end-to-end execution for IPOs, M&A, and capital raising projects across SFC Type 1, 4, and 6 regulated activities.
Front-Line Due Diligence: Conduct heavy-lifting financial analysis, industry research, and rigorous due diligence for potential transactions.
Regulatory Compliance: Prepare listing documents, announcements, and circulars in strict accordance with HKEX Listing Rules and SFC regulations.
- Solid AML/KYC/SOW experience with Private Banks
- Friendly & Supportive International Culture
- Healthy Worklife with Excellent Exposure
- Responsible for KYC and Client Due Diligence for low to high risk HNW Private Clients
- Conduct PEP, Sanctions and AML review to ensure compliance with HKMA regulatory requirement and corporate governance
- Serve as the subject matter expert to advise and review KYC/Client Life Cycle requirements for the Front Office
- SFC-licensed Responsible Officer (RO)
- Snr Mgmt Role -oversight Type 1, 4 & 6 activities
- Promising & Rewarding Career
Regulatory & Compliance Leadership (RO Duties):
- Reporting directly to the Managing Partner, you will bridge top-tier regulatory oversight with dynamic business growth.
- Act as an SFC RO to supervise the firm's Type 1, 4, and 6 regulated activities.
- Oversee daily operations to guarantee absolute compliance with SFC codes, the HKEX Listing Rules, the Takeovers Code, and all applicable legal frameworks.
- Regional IT Infrastructure
- Regulatory Projects & People Mgmt
- Healthy Work life Balance & Job Security
1. Join a high-performing APAC infrastructure team as a key deputy to the Head of IT, driving operational excellence and governance across complex regional projects and Microsoft Cloud ecosystems.
2. Elevate your technical footprint by managing high-stakes financial infrastructure, including global payment systems (SWIFT/RTGS), advanced virtualization (VMware/Hyper-V), and secure data center operations.
3. Balance deep hands-on technical execution in server and storage management with high-level reporting, stakeholder engagement, and the standardization of IT policies in accordance to HKMA/MAS requirements and corporate governance
- Top-Tied Global Financial Institution
- Biz Planning, Mgmt Support & Events Logistics
- Promising Career Path
- Acting as the coordinator for the APAC CEO office to support strategic business planning & regional activities
- Provide calendar management and events logistics coordination by working with internal/external clients along with the support of marketing department
- Disseminating value-added information by working in close partnership with the front office, risk & compliance stakeholders across APAC & Global HQ
- Business & Regulatory Risk Management
- Drive Regional Surveillance Projects
- Healthy Work life Balance & Job Security
- Report to the North Asia Head of Business Risk
- Accountable for conducting regulatory & thematic business risk assessment including product suitability, cross border, pricing, selling process, transaction review by collaborating with the front office, investment, compliance and audit teams across the region
- Responsible for voice log review and transaction monitoring to ensure the fulfilment of HKMA/SFC regulatory requirements
- Reputable Global Private Banks
- Internal Surveillance & Regional Project
- Good Benefits & Worklife Balance
- Tasked with the mission to protect the bank from internal fraud and critical data breaches
- Accountable for monitoring the email communications and attachments
- Facilitate related investigation by working closely with internal/external stakeholders across compliance and audit teams
- Strong Brand with Promising Career
- Friendly, Supportive & Collaborative Int’l Team
- Outstanding Benefits and WFH Policy
What You Will Do:
- Drive Growth: Identify and cultivate new business from retail banks and wealth management platforms in Hong Kong.
- Manage Key Accounts: Maintain and strengthen existing distribution relationships, ensuring products constantly rank as a core part of their recommended lists.
- Technical Advisory: Effectively communicate the investment philosophies, strategies and market outlook to clients. Assuming the bridge between investment manager & clients. Building trust through expertise.
- Expansion Headcount for Global Private Equity
- Team EA & Regional Roadshow Coordination
- Multicultural & Professional Int’l Environment
- Report to a small team of senior expats executives across APAC in charge of Clients & Products Distribution
- Provide full spectrum of business administration & secretarial support including calendar management, T&E and database management
- Accountable for roadshow and events logistics that required extensive liaison with external/internal clients, marketing and vendors
- In-House Fund Accounting & Operations Expo
- Friendly International Asset Manager
- Excellent Working Hours & 23 Days Annual Leave
- Report to Regional Head of Fund Accounting & Operations
- Integrated functions from corporate financial reporting, NAV and fund operations by working closely with external fund administrators
- Conduct detailed reviews of financial statements and investors reports
- Listed Technology & Telecom Conglomerate
- Promising Career with Diversified Exposure
- Benefits including ORSO/Discretionary Bonus
- Business Partnership: Manage relationships with diverse business units, including mobile, technology, media and digital ventures, to understand their unique risk profiles.
- IT Audit: Lead and execute comprehensive audits across a complex tech stack involving infrastructure, cloud computing, IoT, and AI-driven platforms.
- Special Projects: Conduct operational reviews and special investigations into emerging technology areas such as virtual banking and mobile payments.
- Solid AML/KYC/SOW experience with Private Banks
- Friendly & Supportive International Corporate Culture
- Excellent Job Security & Competitive Package
- Responsible for KYC and Client Due Diligence for low to high risk HNW Private Clients
- Source of Wealth assessment and review for new clients, ensuring the compliance with HKMA/AML regulatory requirement and corporate governance
- Serve as the subject matter expert to advise and review KYC/Client Life Cycle requirements for the Front Office
- Globally Listed Technology Conglomerate
- Step up to Business Mgmt/Audit Career
- Benefits incld ORSO/Discretionary Bonus
- Report to Group Audit Department Head
- Provide EA and Business Management support that called for extensive liaison with senior management, committees and line of business
- Consolidation of audit reports, presentations by collaborating with various departments
- Global Top Tier Law firms
- Legal Mgrs with 3-5 yrs PEQ
- IPOs & capital mkts transactions
- Provide legal guidance on IPO and capital markets transactions.
- Collaborate with diverse internal/external stakeholders to ensure compliance and perfection in legal documentation.
- Draft, review, and negotiate crucial legal agreements related to corporate finance.
- Most Admired Regional Private Banking Franchises
- 2nd LOD Risk Mgmt, Regulatory & Governance Control
- Group Risk Mgmt including OR, Regulatory & IT
- Assume ORM lead within the Risk Management Division for the HK Branch
- As part of 2nd LOD to conduct thematic/periodic review & formulate effective control in accordance to HKMA and MAS regulatory requirements & corporate governance
- Accountable for overseeing and enhancing risk management strategies by collaborating with Line of Business, BR, Compliance, Audit, Technology and Operations teams